12/21/2018
The note confirms that separate draft regulations and more detailed guidance will be published in the next few weeks but, in the meantime, it clarifies at a high level a number of key issues for organisations both within the UK and outside but doing busin
12/21/2018
Labor Department had granted firm a temporary waiver in May
12/21/2018
In its strategic push to focus on core markets, Julius Baer has agreed to sell its domestic business in the Netherlands to Wealth Management Partners N.V.
12/21/2018
According to MUFG, the licence is a major step towards ensuring that MUFG will be in a position to continue to provide securities services
12/21/2018
The existing relationship between Citi and Aegon will be widened to cover Kames Capital’s Ireland and Netherlands depositary services, fund ranges and agency securities lending services, as well as a range of other services currently available.
12/20/2018
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Ropemaker Place, London.
12/20/2018
The Financial Conduct Authority has fined Santander £32,817,800 for failing to effectively process the accounts and investments of deceased customers.
12/20/2018
The statement is addressed to UK firms that provide services in EU27 Member States, as well as EU27 firms that deal with clients based in the UK.
12/20/2018
The court had no doubt that the demand was not invalid by reason of demanding £500 more than the maximum specified amount.
12/20/2018
This publication sets out the proposed amendments to UK legislation related to financial services passporting rights between the UK and Gibraltar, to be laid under the EU (Withdrawal) Act.
12/20/2018
It said it had failed to reach an out-of-court agreement with the second wealthiest person in Ukraine, who is being asked to repay 6.64 billion hryvnias
12/20/2018
The Government is considering the possible transitional arrangements that can apply to existing LPs regarding the rules on PPoB.
12/20/2018
As was the case for the Withdrawal Agreement, it is essential to continue with a united approach to preparedness and contingency work.
12/20/2018
Raids were carried out at two residential properties and a business address in Essex as part of a joint operation with Essex Police.
12/20/2018
As regards social security coordination, the Commission considers it necessary that Member States take all possible steps to ensure legal certainty and to protect the rights acquired by EU27 citizens and UK nationals who exercised their right to free move
12/20/2018
Under the new rules, which come into effect immediately, Berlin can intervene on grounds of public interest if a non-European investor buys a 10 percent stake in a company, sharply reducing the threshold from 25 percent.
12/20/2018
The firm, which denies wrongdoing, issued a statement clarifying its position after it became embroiled in allegations over the sale of a jet to the son of Equatorial Guinea's dictator.
12/20/2018
The Premier has said if Cayman is named on the list it could have serious reputational implications.
12/20/2018
The laws were introduced after the European Union threatened the dependencies with inclusion on its 2019 tax blacklist, along with 62 other places.
12/20/2018
About three hours later, the DFS changed its online statement, removing the purported circumstances of Staley’s departure from JPMorgan.