09/06/2018
Irish regulator scolds asset managers for UCITS fee calculation failures
Following CBI inspection
09/06/2018
Following CBI inspection
09/06/2018
As part of the shift, Paris-based Amundi is disbanding its team in London that researches hedge funds.
09/06/2018
The level 4 Diploma became the standard when the Retail Distribution Review came into force at the start of 2013.
09/06/2018
The conspiracy included a Boxing Day text message to the UK, which had been composed on the deceased man’s phone by the fiancé, cancelling a trip over the channel.
09/06/2018
The areas where they have fallen down on has generally related to the treatment of client assets, and how they reconcile client money that is held in trust, before it is deployed.
09/05/2018
The news was released by the Dutch multinational bank through its website today, Sept. 4.
09/05/2018
Central Bank of Ireland steps up its scrutiny of opaque performance fees
09/05/2018
Societe Generale has been caught up in around a dozen probes and lawsuits in recent months.
09/05/2018
Report reveals lack of legal clarity, patchy data-sharing and limited staffing
09/05/2018
Danish and Dutch bank probes expose multiple holes in the system.
09/05/2018
However, his FCA Register record, confirmed by SJP, shows he has been with SJP, and therefore restricted, since 2014.
09/05/2018
Charanjit Sandhu (DOB 3 December 1989) was sentenced to 5.5 years’ imprisonment.
09/04/2018
The BMO Barclays Global Corporate Bond range was reduced by 43% from 30 basis points to 17 basis points.
09/04/2018
The 38-year-old was detained on Monday following a routine visit to a Scottish police station, his spokesman, Nick Hopewell-Smith, said via email.
09/04/2018
UBS’s launch may bolster the foreign-exchange trading infrastructure in Singapore
09/04/2018
Despite this, several international financial advisory firms on the island are continuing to target expatriates without having a proper license.
09/04/2018
His former boss at Orbital, Paul Knight, told the firm considered whether to offer Providence funds, but some of the directors considered the fund too risky, the Jersey Evening Post reports.
09/04/2018
The new corporate criminal offence of the Criminal Finances Act 2017 means that big businesses can be held criminally liable if they fail to prevent their employees
09/04/2018
The Bank of England prudentially regulates and supervises financial services firms through the Prudential Regulation Authority.
09/04/2018
The euro area has been very successful in providing a top-tier foundation for innovative payment services.