08/23/2018
These TS contain detailed arrangements to implement the new European regulatory framework for securitisations, which is intended to promote simple, transparent and standardised securitisations.
08/23/2018
The original complaint related to an adviser and his wife who were directors of one firm which was an appointed representative of an another until 2004.
08/23/2018
The Consultation builds on the FCA’s proposal earlier this year to create a “global sandbox” for innovative financial services firms.
08/23/2018
At the time it appointed Begbies Trainor as administrator.
08/23/2018
While Ireland is leading the way for ease of corporate compliance, the country is not complexity-free.
08/23/2018
The new partners include Zhongran Lian who specializes in commercial arbitration and litigation with over 30 years of experience advising both state owned and private companies.
08/22/2018
Among other participants are nine small and medium-sized local law firms, two corporate counsel and nine legal tech companies.
08/22/2018
We have consistently heard from advisers that they want to offer more holistic solutions to help their clients achieve their financial goals."
08/22/2018
GDPR somewhat contradicts Mifid II when it comes to personal data, according to Teleware chief executive Steve Haworth
08/22/2018
This paper sets out our proposals for recovering the costs of regulating claims management companies when applications open for temporary permissions on 1 January 2019.
08/22/2018
This makes it harder for us to reach an answer both sides are happy with.
08/22/2018
Despite concerns from some Conservative MPs, Chancellor of the Exchequer Philip Hammond seems to be ruling out reforms to business rates although arguably these could have a greater influence on high streets up and down the country than the ‘Amazon
08/22/2018
The two firms also share a number of members of staff, some of whom are still involved with Greystone Financial Services, according to the Financial Conduct Authority's register.
08/22/2018
Adeboli is currently involved in lecturing and mentoring projects
08/22/2018
“The deadline has now come and gone, yet the study shows that many organizations aren’t sure they have achieved GDPR compliance,” said Terry Ray, CTO of Imperva.
08/21/2018
‘I want some form of justice — he wronged me’
08/21/2018
PLSA policy lead for engagement, EU and regulation James Walsh said a "more ambitious approach" was needed to "fully protect savers".
08/21/2018
Crédit Agricole said it had “taken due note of the grievances it had been notified of” and that it “reserved the right to challenge these sanctions.
08/21/2018
There are only five individuals nominated for this prestigious award.
08/21/2018
The feedback statement included commitments to work with stakeholders to explore a new measure of cases received per 100 FCA-reportable complaints, and to report some resolved PPI complaints by volume only for a limited period.