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Legal, Regulation & Compliance

09/12/2018

New Government regulation makes clear existing pension scheme duty to consider ESG factors

The new regulations send a strong message throughout the entire investment chain that sustainability factors must be considered.

09/12/2018

Malta blockchain Acts to come into force on 1 November

The Acts have already been unanimously approved by Parliament

09/12/2018

Denmark Wants To Toughen Up Money Laundering Fines

If you look at this scandal, you can compare it to the most serious money laundering scandals in Europe.

09/12/2018

Carey Olsen supports Capvis on launch of Capvis V

The fund which exceeded both its €1 billion target and the €0.7 billion raised by Capvis Equity IV LP, is the latest and largest Capvis flagship fund

09/12/2018

Regulator ‘forced’ Gibraltar insurer into run-off

Investors claim their fingers were burnt when the inspectors blocked sale

09/12/2018

Lumiere boss foolish but evidence unreliable, argues defence

The defence team in the Chris Byrne Lumiere case say evidence is “inherently weak and misleading”

09/11/2018

Spanish AM inks deal with Peru firm in LatAm growth bid

Espada said he’s seen interest from Latin American clients for this last type of investment because of the expectation of further rate hikes in the US.

09/11/2018

Expats win appeal over penalties on delisted Qrops

HMRC claimed pension transfers were unauthorised

09/11/2018

Regulation forces up FTSE 100 audit fees

FTSE 100 audit fees have risen to almost $1bn in the last 12 months, with PwC gaining most

09/11/2018

Regulator to overhaul register search function

We have invested a lot in the Scam Smart campaign

09/11/2018

HSBC whistleblower in Spanish court over Swiss extradition request

Hailed as a hero by some, Swiss courts sentenced him in absentia to five years in jail

09/11/2018

FCA warns firms against technology failures

Mr Bailey said: "The impact of this type of risk is greater in an environment where consumers rely more on machines."

09/11/2018

Task force gives Isle of Man a year to improve AML compliance

The IoM regulator improves oversight in eight out of 40 problem areas

09/10/2018

State fires starting gun on return of bankers’ bonuses

Finance department adviser to decide whether the €500,000 salary cap is still appropriate

09/10/2018

A $257 Billion Asset Manager Has a MiFID Warning for Small Firms

MiFID II has already been criticized by some for seeming to erode incentives to provide adequate research for investors in smaller companies, given the new pricing requirements.

09/10/2018

Carey Olsen pair among 'Top 35 Under 35' private client advisers in the UK

A champagne reception to honour the 35 men and 35 women who have been recognised by eprivateclient will be held in London on Thursday 27 September.

09/09/2018

Wealthy Russians in Britain face new visa crackdown after Salisbury

Scheme has allowed hundreds of oligarchs and Putin allies to make UK their home

09/09/2018

Dubai Papers: French media unveils UAE based International Money Laundering network

The Helin Group has no internet presence.

09/09/2018

A Russian Who Allegedly Hacked Into JPMorgan Chase's Servers Is Now in U.S. Custody

What the earlier court filings didn’t disclose was the identity of the central hacker—revealed finally in an unsealed indictment on Friday as Tyurin.

09/09/2018

How Mifid II’s second seismic shift is reshaping the trading landscape

Companies are facing challenges over transparency around liquidity and best execution

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