03/14/2018
As FTAdviser reported on 5 March, several firms have reimbursed clients a total of £34m for the way products were marketed as being active funds, when, in practice, they did little more than track the index, an investment style which costs significa
03/14/2018
The definition of DSP has also been refined although the Government recognises that the definition continues to be a challenge.
03/14/2018
HM Land Registry has a prescribed execution clause for use where an overseas company or LLP is executing a deed by the signature of one or more authorised person(s).
03/14/2018
The SFC wants to hold individuals as well as the firms accountable, Atkinson said.
03/14/2018
On 20 August 2013, the trustee wrote to Mrs Y to explain it had decided to pay benefits on the basis of one third to her and one third to each of Mr Y’s children.
03/13/2018
Financial Conduct Authority issues bank culture report
03/13/2018
The reports, which have not been reviewed or evaluated by the Basel Committee, outline the actions a jurisdiction has already taken or has planned.
03/13/2018
"Central bank digital currencies could help make settling trades of securities and foreign exchange more efficient in the future."
03/13/2018
London and Brussels cannot look to the EU-Swiss deal for comfort
03/12/2018
Pension scheme members had expressed fears new bank structure would have adverse effect
03/12/2018
The report looks at the possible impact of a “wholesale” digital currency only for a limited audience like banks, and a “retail” version for all.
03/12/2018
The business is based in London but has a global mandate and will operate as an appointed representative of Daedalus Partners LLP for FCA regulatory purposes.
03/12/2018
A dozen individuals will gather once a month to discuss investment strategies and trade advice on issues ranging from wealth preservation and estate planning to family dynamics, tax and philanthropy, Sarasin said.
03/11/2018
The City regulator has rapped ‘closet trackers’ that do little to earn their large fees
03/09/2018
This is of course a slightly simplistic view, as in any bulk transfer scenario, there will be a number of factors which trustees have to take into consideration - it is not simply a matter of meeting the regulatory requirements.
03/09/2018
The financial industry is powered by thousands of desktop applications for trading, market data, order management, analytics and productivity.
03/09/2018
Practice takes home four awards at Birmingham Law Society's annual celebration of the city's legal sector
03/09/2018
Asset managers may soon be forced to consider environmental factors when picking stocks
03/09/2018
The Corporate Advisers Ranking Guide also confirmed that Carey Olsen has maintained its long-standing position as the leading offshore legal adviser for AIM-listed clients
03/09/2018
The CPC carried out a preliminary overview of publicly available information on current interest rates, fees and commissions applied by ABB members