06/06/2017
Banks in Asia hit by long arm of EU’s Mifid 2 rules
European investor protection rules set to push up compliance costs elsewhere
06/06/2017
European investor protection rules set to push up compliance costs elsewhere
06/06/2017
The rules originated from an existing FCA regime
06/05/2017
This update is based on the latest available draft legislation on BOSS and other information made available by the BVI Government to the industry.
06/05/2017
We want justice and for people to be held to account.
06/05/2017
The German lender was fined $630 million in January for organizing mirror-trading operations that could be used to launder Russian money.
06/05/2017
Portuguese banks in 2012 were obliged to restructure their businesses in line with plans approved by the European Commission.
06/05/2017
The change is likely to be announced in response to industry feedback to the consultation on the latest draft, which ends 16 June 2017.
06/05/2017
Despite this, there is clear progress being made and the industry appears keen to take advantage of the additional data soon to be available in the market as a result of the regulation
06/05/2017
Firms have since grappled with where the proportionality dial should sit when establishing practical implementation frameworks.
06/04/2017
The Financial Conduct Authority said a recent review of firms engaged in so-called dividend arbitrage used to place shares in alternative tax jurisdictions with the aim of minimizing withholding taxes.
06/04/2017
The failures had an effect on France's entire effort to fight money laundering and terror finance.
06/02/2017
The FCA prohibited Clarke from performing any function in relation to regulated activities.
06/02/2017
HSBC saw past this false choice and transformed its AML process using enterprise grade AI.
06/02/2017
The Mourant Ozannes team was led by Felicia de Laat and senior associates Rachel Fowler and Matt McManus with assistance from colleagues in the funds, finance and corporate and other teams.
06/02/2017
The firm’s team of more than 40 professionals handles complex, cross-border matters for many of Europe’s highest-profile and most prestigious funds and transactions.
06/02/2017
We share the view that the global code plays an important role in assisting that process and in helping improve market functioning.
06/02/2017
The introduction of the government's People with Significant Control (PSC) register on 6 April 2016 has resulted in greater transparency of ownership of UK companies
06/01/2017
Regulator demands detailed Brexit plans from UK asset managers
06/01/2017
The EU Commission will introduce a transparency initiative proposing for intermediaries to report cross-border tax planning schemes.
06/01/2017
City watchdog wants to know whether the UK's largest fund managers are planning job moves and who will be responsible for Brexit blueprints