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Legal, Regulation & Compliance

03/14/2018

Land Registry requirements for execution of deeds by overseas companies are changing: how will this affect you?

HM Land Registry has a prescribed execution clause for use where an overseas company or LLP is executing a deed by the signature of one or more authorised person(s).

03/14/2018

After UBS Ban, Hong Kong to Punish Other `Reckless' IPO Sponsors

The SFC wants to hold individuals as well as the firms accountable, Atkinson said.

03/14/2018

Ombudsman sides with Old Mutual over death benefits claim

On 20 August 2013, the trustee wrote to Mrs Y to explain it had decided to pay benefits on the basis of one third to her and one third to each of Mr Y’s children.

03/13/2018

With U.K. Banks Hit by Scandal, Regulator Demands Ethics Change

Financial Conduct Authority issues bank culture report

03/13/2018

Basel Committee publishes follow-up reports on Basel III implementation assessments

The reports, which have not been reviewed or evaluated by the Basel Committee, outline the actions a jurisdiction has already taken or has planned.

03/13/2018

Central bank digital currencies could impact payments, monetary policy and financial stability

"Central bank digital currencies could help make settling trades of securities and foreign exchange more efficient in the future."

03/13/2018

Brexit threatens to undo Mifid II dark pool rules

London and Brussels cannot look to the EU-Swiss deal for comfort

03/12/2018

High Court approves Barclays ringfencing plan

Pension scheme members had expressed fears new bank structure would have adverse effect

03/12/2018

Central banks told to think twice before boarding Bitcoin bandwagon

The report looks at the possible impact of a “wholesale” digital currency only for a limited audience like banks, and a “retail” version for all.

03/12/2018

Law firm launches new strategic advisory business

The business is based in London but has a global mandate and will operate as an appointed representative of Daedalus Partners LLP for FCA regulatory purposes.

03/12/2018

Club for world's super rich to open Swiss advice exchange

A dozen individuals will gather once a month to discuss investment strategies and trade advice on issues ranging from wealth preservation and estate planning to family dynamics, tax and philanthropy, Sarasin said.

03/11/2018

Investors misled by ‘cuckoo in nest’ funds

The City regulator has rapped ‘closet trackers’ that do little to earn their large fees

03/09/2018

Transfers of Money Purchase Pension Rights: Regulatory Amendments

This is of course a slightly simplistic view, as in any bulk transfer scenario, there will be a number of factors which trustees have to take into consideration - it is not simply a matter of meeting the regulatory requirements.

03/09/2018

Major financial industry players join OpenFin FDC3 initiative

The financial industry is powered by thousands of desktop applications for trading, market data, order management, analytics and productivity.

03/09/2018

Anthony Collins Solicitors named big winners at 2018 Legal Awards

Practice takes home four awards at Birmingham Law Society's annual celebration of the city's legal sector

03/09/2018

Brussels sharpens focus on ‘sustainable’ investment

Asset managers may soon be forced to consider environmental factors when picking stocks

03/09/2018

Offshore law firm reaches century milestone for London Stock Exchange clients

The Corporate Advisers Ranking Guide also confirmed that Carey Olsen has maintained its long-standing position as the leading offshore legal adviser for AIM-listed clients

03/09/2018

The Bulgarian competition watchdog to launch sector analysis of the banking industry

The CPC carried out a preliminary overview of publicly available information on current interest rates, fees and commissions applied by ABB members

03/09/2018

FBI operation delayed shutdown of defunct British DFM

The actions by the UK watchdog likely resulted in clients continuing to transact with Beaufort, putting their money and assets at risk.

03/08/2018

Jersey: The Capacity And Self Determination (Jersey) Law

It provides a framework that will give people the opportunity to make their own decisions in respect of medical treatment insofar as possible, including advance decisions to refuse treatment.

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