02/07/2018
A host of failings have been flagged up during the Jersey Financial Services Commission’s (JFSC) review of 10 locally-based firms and the suitability of the investments they recommend.
02/07/2018
Conservative MP and Treasury Committee Chair Nicky Morgan said in a letter sent to the FCA Chief Executive Andrew Bailey dated Wednesday that although she notes Bailey's concerns that publication would serve as a "precedent" that this is
02/07/2018
The FCA initially rejected the complaint and it was then referred to the Complaints Commissioner.
02/06/2018
A failure to provide a response to a UWO may give rise to a presumption that the property is recoverable under any subsequent civil recovery action.
02/06/2018
Seven Investment Management (7IM) appears to have become the latest firm to be the target of scammers cloning its identity.
02/06/2018
In net terms 465 jobs will go, with Lloyds planning to create 465 new positions across the business.
02/06/2018
Should the banks detect any violations associated with a certain customer, his or her account will be subject to restrictions, since the financial institution will start asking the client for additional information for each transaction
02/06/2018
The paper also includes a proposal for a macroprudential framework for insurance and defines specific operational objectives based on the previously-identified sources of systemic risk.
02/05/2018
He admitted it was currently unclear how Guernsey should best position itself to continue to do business with the UK post-Brexit, but was clear that the island was ‘part of the British financial family’.
02/05/2018
The Baker McKenzie partner at the centre of a sexual assault scandal is set to leave the firm
02/05/2018
In a particulars of claim form, filed on 31 January, Bracewell-Smith alleges that Linklaters was negligent and in breach of its duty of care in relation to advice given on loan notes she received in exchange for her stake in the club.
02/05/2018
If an individual does not stay in Sweden on a permanent basis, but has previously lived in Sweden and has essential connections there, he or she would be considered resident for tax purposes.
02/04/2018
It also means Cayman will host the pre-Joint Ministerial Council meetings – which are typically held in late summer between the overseas territories leaders.
02/04/2018
The claims have been made in a memo sent to the SRA by Paul O’Sullivan, a private investigator, at not-for-profit Forensics for Justice.
02/02/2018
FINMA has investigated more than a dozen Swiss banks in relation to the Petrobras and Odebrecht cases and launched four enforcement proceedings, one of which is pending
02/02/2018
Nabiullina also said the central bank wanted to extend the deposit insurance system to depositors from small and medium enterprise sectors.
02/02/2018
Bank banned from taking new private clients over failings on money laundering checks
02/02/2018
The EBA expects to publish the results of the exercise by 2 November 2018.
02/02/2018
European Banking Authority looks into MFSA's actions as regulator
02/01/2018
"That was never a decision of Switzerland. This was a communication of the European Union"