07/28/2017
Businesses will not be liable for the offences provided they have established the defence by putting in place and maintaining “reasonable prevention procedures”.
07/28/2017
Relying on the opinions of industry insiders to set the daily estimates based on interbank lending — some in markets that saw fewer than 20 transactions annually — was unacceptable, Mr. Bailey said.
07/28/2017
Mason has presided over a number of cost-cutting exercises that have allowed GFSC to keep its increases at 2%.
07/27/2017
French watchdog identifies failings connected to fund house’s redemption fees
07/27/2017
Updated Privacy Controls - Giving your clients the control they expect
07/27/2017
The main purpose of the Act is to transpose the EU Accounting Directive into Irish law.
07/27/2017
The bank admitted it had not always ensured customers were given affordable and realistic payments plans.
07/26/2017
The European economy is approaching a cliff edge, but it’s nothing to do with Brexit.
07/26/2017
AHF carried out similar work to THFC
07/26/2017
FCA statement on MiFID II applications received after 3 July 2017
07/26/2017
Writing a will from the comfort of your home may sound appealing but you will be writing it electronically without any guidance.
07/26/2017
Details of every stock, bond or other investment held by pension funds will have to be recorded
07/26/2017
They said it was too early to say how much of banks' operations would be required to move
07/26/2017
The new regime will essentially replace the Approved Persons Regime.
07/26/2017
Derbyshire police took on the case, because Rigney formerly lived in Hope, and the force began a long and complex investigation.
07/26/2017
He added that the FCA has been shut out from talks with the European Securities and Markets Authority on issues such as the future relationship between the UK and the EU.
07/26/2017
The rollout will see asset managers becoming directly accountable for giving investors value for money, turning the regulatory screw further on the sector.
07/26/2017
Who also owns Newcastle United football club.
07/25/2017
In 2016, the firm opened a new tax practice in Dubai with the hire of EY's Middle East and North Africa private client head Stijn Janssen.
07/25/2017
The new arrangements came to light when the SFC posted the full text of its memorandum of understanding with the FCA on its website on July 21.