07/14/2017
The FCA retains the view that any system that merely receives, pools, aggregates and broadcasts indications of interest, bids and offers or prices should not be considered a multilateral system
07/13/2017
Who led the banking and finance team at Locke Lord, brings significant experience in cross-border and domestic corporate finance.
07/13/2017
Report by regulator flags up widespread withdrawal under pension freedoms, as TUC says millions could face financial insecurity
07/13/2017
The Isle of Man financial regulator is taking action against anti-money laundering and terrorist financing with new guidance rules aimed at “avoiding a tick-box approach” to assessing the risk of customer involvement in such activities.
07/13/2017
Managed assets are acting more like index trackers, according to research
07/13/2017
FCA interim report: Retirement outcomes review
07/13/2017
The Listing continues to provide reputable recognition and is a testament to the commitment of our lawyers to achieve the best results for our clients.
07/13/2017
Watchdog says its strategy is ‘no longer appropriate’ to regulate the industry
07/13/2017
Too many recruitment agencies still have their head in the sand when it comes to the potential severity of the punishments on offer
07/13/2017
The total FSCS compensation costs in 2016/17 were £375 million, in response to nearly 37,000 claims.
07/12/2017
Consumers who access their pots early without taking advice typically follow the ‘path of least resistance’, accepting drawdown from their current pension provider without shopping around.
07/12/2017
Hong Kong's Securities and Futures Commission and France's Autorité des Marchés Financiers have signed a memorandum of understanding linking their mutual fund markets.
07/12/2017
ECB Occasional Paper on dark pools in EU equity markets
07/12/2017
Amid standout performances from its magic circle rivals, Freshfields appears to have had a disappointing 2016-17 - but why?
07/12/2017
That's not going to happen overnight because it requires a mindset change
07/12/2017
Accordingly, it was deemed that payments by Rangers to the EBT should have been subject to deduction of income tax at source under the PAYE regulations.
07/11/2017
The goal is therefore to digest the one trillion euro in NPLs accumulated over the last few years, and avoid throwing more on top of the pile of assets.
07/11/2017
German finance minister says Veneto banks case raise questions
07/11/2017
FCA statement on ESMA transitional provisions for BMR
07/11/2017
The respective list was approved by the Order of the Ministry of Finance No. 108n dated 13 November 2007.