04/18/2017
Herbert Smith Freehills - Financial regulation update
ESMA MoU under EMIR
Legal, Regulation & Compliance
04/18/2017
UK advisers face 5% fee hike
It is also budgeting £2.5m for EU withdrawal.
04/18/2017
Linklaters, Ashurst, Pinsents and Taylor Wessing among contenders for Legal Week Innovation Awards
The awards, which are in their third year, set out to celebrate the contribution made by lawyers and non-fee-earning staff to the success of their businesses.
04/18/2017
Bank Brexit exodus seen hastened by close regulator scrutiny
The risk is that there may not be any clarity until after the German elections in September.
04/18/2017
FCA flags concerns about advice suitability and cost
Conflicts of interest in vertically integrated firms
04/16/2017
Asset management staff brace for bonus cuts into 2017
Disappointing investment performance has driven remuneration down at fund houses
04/13/2017
Obtaining Cypriot citizenship by investment
Cyprus is at the crossroads of Europe, the Middle East and Africa, making it ideally suited for inward investment.
04/13/2017
Credit Suisse faces pay fight
Institutional Shareholder Services urges investors to reject excessive packages for executives at annual meeting
04/12/2017
TISE gains recognition from German regulator, BaFin
The application to BaFin was supported by the German Investment Funds Association, BVI (Bundesverband Investment und Asset Management).
04/12/2017
Herbert Smith Freehills - Financial regulation update
FCA/HMT progress report and consultation on FAMR
04/12/2017
Appleby advise PraxisIFM on its listing on The International Stock Exchange
The transaction is an excellent example of the expertise of our pragmatic, client-centric and solution driven cross jurisdictional team.
04/12/2017
Advisers warned of FCA action on contingent charging
“There is talk that the FCA will remove it.”
04/12/2017
France's Societe Generale plans to leave Montenegro
The profit of Societe Generale banka Montenegro rose by 23% in 2016, reaching 7.8 million euro ($8.4 million).
04/12/2017
Credit Suisse may seek full Irish licence as Brexit looms
Swiss banking group opened trading floor in Dublin last year for prime services business
04/12/2017
Ghana, Czech sign Double Taxation Agreement
It will also eliminate the incidence where income from both countries are taxed twice and as well as increase Ghana’s Exchange of Information network
04/11/2017
Winners and losers of inheritance tax rule change
However, the new tax exemption has drawn criticism for favouring traditional family units over others.
04/11/2017
UK supported-living sector attracts US family office capital
Two US family offices are providing a further £7m each.
04/11/2017
Innovating for the future: the next phase of Project Innovate
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Innovate Finance Global Summit.
04/11/2017
Hong Kong regulator fines Coutts for breaching anti-money laundering rules
Has ordered Coutts Hong Kong to pay a pecuniary penalty of 7,000,000 Hong Kong Dollars.
04/11/2017
FCA revokes wealth manager's permissions over late payment
The decision followed an earlier warning it issued to the business in mid-February.