05/24/2024
The failings were caused by deficiencies in HSBC’s policies and procedures and the training of their staff, as well as inadequate measures to identify and address instances of unfair customer treatment.
05/24/2024
The portfolios were created and managed by Mr Goodchild at Westbury, with 39% of overall holdings linked to a single offshore property developer.
05/24/2024
Firms that have resumed sales of GAP insurance have done so with materially lower levels of commission being paid out to those selling GAP, improving value for customers.
05/24/2024
In this article, we provide an overview of the NPPR processes in Luxembourg, the Netherlands, and Ireland.
05/23/2024
Policy statement 8/24
05/22/2024
Meanwhile, the Financial Conduct Authority handed out a £27.8m penalty
05/21/2024
The call for input will lead to further research on the available options, which will form the content of a further consultation paper or discussion paper in due course.
05/21/2024
A group of crypto firms brought the civil trial, the Crypto Open Patent Alliance (COPA), that sought to prevent Wright from claiming he invented Bitcoin.
05/21/2024
The consequences of failing trades are not limited to financial losses; they extend to the credibility and professionalism of an asset management firm.
05/21/2024
The FCA said Flintham lied about how the scheme was operated and the profits that he was making for his investors.
05/21/2024
When divorcing later in life, a fair deal is more important than ever — with an adviser involved from the start
05/20/2024
On 19 February 2024, Mr Flintham pleaded guilty to fraud by false representation, following a prosecution brought by the FCA.
05/20/2024
The FCA identified a number of common errors that applicants should avoid when applying for authorisation for asset management activities.
05/20/2024
Baroness Shackleton is awarded top rankings in two categories: Doyle’s Leading Family & Divorce Lawyers – London, 2024 and Doyle’s Leading High Net Worth Family Lawyers – London, 2024.
05/17/2024
This session promises to be “both revealing and informative”
05/17/2024
The real-world assets will then be used as collateral for a token issuance by the Luxembourg SPV to accredited investors in the UK and the U.S.
05/16/2024
The Financial Services Act (FinSA) has been in force since the beginning of 2020.
05/16/2024
CFDs are a high-risk investment product used to bet on the price of an asset.
05/16/2024
CFDs are a high-risk investment product used to bet on the price of an asset, in this case the price of foreign currencies.
05/16/2024
It noted that the investigation will be conducted by the its enforcement division under the audit enforcement procedure.