03/12/2013
FSA cancels Herefordshire IFA over fee failure
Failure to pay approximately £2,700 in fees and levies to the regulator leads to the scrapping of permissions.
03/12/2013
Failure to pay approximately £2,700 in fees and levies to the regulator leads to the scrapping of permissions.
03/11/2013
The new competition practice would fit snugly with and complement Mishcon’s existing business advising clients on investigations and fraud work.
03/11/2013
He claims the agreement included a clause entitling Barclays to demand repayment of the loan, including interest, if the firm’s indebtedness exceeded $250,000.
03/11/2013
The large banks’ panel reviews usually take at least three or four months to complete from the point at which procurement teams send out documents.
03/11/2013
The two sides have reached a settlement
03/11/2013
Joseph’s trading resulted in a net profit of £591,117 on trading between September 2007 and July 2008.
03/10/2013
DLA Piper has named IP partner Mark O’Conor as UK managing partner after incumbent Andrew Darwin relocated to Australia to help integrate the Asia business with the rest of the firm.
03/07/2013
“This case graphically illustrates the consequences of failing to engage with the responsibility of being an approved person.”
03/07/2013
"He both failed to understand or act upon either his personal duty to his customers or his obligations as principal to a number of Appointed Representatives."
03/07/2013
He was the founder and chief investment officer of Absolute Capital Management Holdings Limited, a Cayman Islands-based investment advisor that managed nine hedge funds from 2004 until September 2007.
03/06/2013
The Commission outlined plans to reform rules relating to UCITS in the summer last year.
03/06/2013
Revenue offers limited lower penalties for people who sold second properties but didn't pay enough capital gains tax – but promises harsh subsequent penalties
03/06/2013
This would be the first time since 1991 that the bank has put in place a tender process for its external auditors.
03/06/2013
Investors were overcharged millions of dollars in British taxes by Deutsche Bank
03/06/2013
Hogan Lovells has overhauled its international management committee, with a number of high-profile changes set to take effect this year, including the appointment of antitrust partner Susan Bright as London managing partner.
03/05/2013
The appointment is a further boost to Bracewell’s energy practice ambitions.
03/05/2013
Coller last year acquired £1.05bn of private-equity assets from Lloyds Banking Group.
03/05/2013
Leading analyst firm CEB TowerGroup to join DST Global Solutions
03/05/2013
Mr Meeson and associate Peter Bradley were both found guilty and jailed
03/05/2013
Bank regulators realised as early as 2008 that manipulation Libor could pose a “significant” problem