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Legal, Regulation & Compliance

05/09/2014

New look family law team for solicitors

Leading legal practice has expanded its family law department as part of a comprehensive restructure of its Beverley office.

05/09/2014

Stephenson Harwood advises Baker Tilly on sale of business

Stephenson Harwood has advised Baker Tilly, the UK’s seventh-biggest auditing and accounting advisory firm, on the sale of its private client financial management business to Towry, a wealth advice firm.

05/09/2014

FCA sets out expectations for investment managers on dealing commission

Investment managers should only use client dealing commission to pay for substantive research or costs related to executing trades

05/09/2014

Legacy LG loses entire Tite & Lewis team as remaining two quit for Wedlake Bell

T&L was cut loose by EY in April 2003

05/09/2014

Brewin v Charles Stanley: A leading employment lawyer's verdict

It is a case that the whole industry is watching with interest

05/08/2014

Russia takes revenge on Visa and Mastercard

The law will also create a competing Russian national payment system.

05/08/2014

Anti-Bribery Update: so a policy and a gifts register isn’t enough? - Dougherty Quinn

The conversation usually starts with a request to write or review an anti-bribery policy with often the additional question of what limit should be set for gifts and entertainment to be recorded in the gifts register.

05/08/2014

Stephenson Harwood among firms to benefit from revived Aim market

The Aim market has seen a substantial uptick in early 2014, with firms including offshore giant Appleby, Stephenson Harwood and Watson Farley & Williams gaining clients.

05/07/2014

Coutts braced for hit from US tax inquiry into Swiss bank clients

Coutts said it was ‘taking a judicious approach to its involvement’ with the US Department of Justice settlement

05/07/2014

Invesco fine heralds new era of regulation, experts say

Invesco Perpetual was hit with the fine for a series of trading and compliance breaches

05/05/2014

Clifford Chance Brussels competition partner leaves for Covington after two years

The additions will strengthen the firm’s existing EU competition team in Brussels

05/05/2014

Briton arrested in Las Vegas in carbon trading probe

The judicial proceedings are being held in Germany because this is where the defendants are suspected of having committed the fraud.

05/02/2014

U.K. Libor and Insider Trading Cases Threatened as Trial Halted

A U.K. Financial Conduct Authority fraud trial was halted in London over public funding cuts, jeopardizing high-profile cases tied to Libor manipulation and insider trading.

05/02/2014

Withers' Family Law team leads the pack in Spear's 2014 Family Lawyer Index

In a new, expanded listing of 50 leading lawyers, Withers still makes the strongest showing in the report.

05/02/2014

Co-op Bank ponders suing Britannia merger advisers

The Co-op Bank is considering suing JPMorgan Cazenove and former auditor KPMG for their role in aiding its ill-fated 2009 merger with the Britannia building society.

05/02/2014

RBS to face claims of £7bn as investors join legal action

The figure has jumped by more than £2 billion after more institutional investors joined a legal action against the state-owned bank.

05/01/2014

Linklaters appoints first female London corporate head

She took a lead role for PricewaterhouseCooper (PwC) on its proposed takeover of management consulting firm Booz & Co at the end of last year.

05/01/2014

BNP Paribas faces $US2bn fine

In recent years, US authorities have aggressively pursued and fined European financial institutions

05/01/2014

Point of Sale disclosure in the insurance, banking and securities sectors - final report

The report identifies and assesses differences and gaps in regulatory approaches to point of sale (POS) disclosure for investment and savings products across the insurance, banking and securities sectors, and considers whether the approaches need to be fu

05/01/2014

MPs to debate collapse of £118m Connaught fund

Conservative MP Alun Cairns has secured a debate in the House of Commons on the behalf of investors in the suspended Connaught Asset Management fund.

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