07/09/2025
In particular, Monzo failed to design, implement and maintain adequate customer onboarding, customer risk assessment and transaction monitoring systems to mitigate the risk of financial crime.
07/09/2025
The draft Guidelines provide specific criteria for the application of the proportionality principle.
07/08/2025
The Bill is set to transform the pensions landscape for years to come and put more money in people’s pockets as part of the Plan for Change
07/08/2025
The Finma license is a key step toward our growth ambitions in Switzerland.
07/07/2025
Confiscation proceedings are continuing to recover the benefit from the crimes of both defendants.
07/07/2025
FCA investigators also uncovered an international money laundering operation.
07/07/2025
Thousands of jobs could be created across Derbyshire, Staffordshire and the North West thanks to a £28.6 million National Wealth Fund investment in a major carbon capture project, the Chancellor has announced today, Monday 7 July.
07/07/2025
Within minutes of accessing the information, he traded in the affected stocks using multiple accounts, including those operated by his sister.
07/04/2025
The clauses could bring inherent risks to insurers’ balance sheets which would need to be managed concurrently in a period of stress.
07/04/2025
A key milestone included the recovery of more than £56m from the estates of failed financial firms and related third parties – equivalent to 17% of total compensation costs.
07/03/2025
While there is broad acceptance that scale could bring benefits, many warned that consolidation must be judged by its ability to improve outcomes, not just create larger entities.
07/03/2025
Market participants will benefit from a consolidated view of market activity for bonds in the EU, with a variety of use cases to the benefit of all participants in the EU’s fixed income markets.”
07/03/2025
Given at the Andrew Crockett Memorial Lecture
07/02/2025
The code demands that firms meet enhanced standards around digital accessibility, product transparency and support for vulnerable consumers.
07/02/2025
The Upper Tribunal agreed with the FCA that the traders’ manipulative behaviour was dishonest and lacked integrity.
07/02/2025
Given at the 15th annual edition of City Week
07/01/2025
This powerful instalment confronts the reality that an estimated 52% of all declined income protection claims in 2024 were linked to some form of misrepresentation.
07/01/2025
It proposes a new regulated activity, called targeted support, and rightly acknowledges that the binary choice between generic guidance and full advice is failing too many people.
06/30/2025
The government says these firms are vital not only to the UK economy but to its reputation as a trusted global business hub.
06/30/2025
While private wealth may find a new centre of gravity further east, the gravitational pull of London’s courts will stay as strong as ever.