02/21/2022
The Court concluded that as long as no specific measure has been taken, no invasion of fundamental rights has occurred and thus no constitutional complaint can be brought.
02/21/2022
More than half of the FCA’s staff have told the Staff Consultative Committee they are considering quitting if the regulator’s executive team brings in its pay proposals.
02/21/2022
While the ECB is supportive of the proposed initiatives, it recommends some amendments and has published drafting proposals in technical working documents attached to each opinion.
02/21/2022
The UT also dismissed the company's application for disclosure of documents relating to the FCA's decision-making process with regard to the Decision Notice.
02/20/2022
The FCA also reminds firms that it is a criminal offence to proceed with transactions before it has made a decision or before the statutory assessment period has expired.
02/18/2022
The report also highlights considerations for the regulatory framework and how it can support the adoption of AI.
02/18/2022
More broadly, PIMFA argues the proposed implementation period of nine months is insufficient and does not reflect the importance the FCA has itself placed on the Duty’s wider impact on financial services.
02/18/2022
Compensation to date has come to £31.6mn, with a large part of this relating to return of funds as part of a transfer to a new broker.
02/18/2022
The Investor visa was a popular option for high net worth individuals looking to settle in the UK, but there are other options available, including a new ‘Scale Up’ visa due to be introduced shortly.
02/18/2022
The projects contribute to a green recovery from the COVID-19 pandemic and support the European Green Deal's objectives of making the EU climate neutral and zero-pollution by 2050.
02/18/2022
Such rules include banning cold calling and all commission payments to intermediaries to make sure products offer fair value.
02/18/2022
Bailey’s tin-eared comment on workers’ wage restraint makes timing of bumper payouts tricky
02/18/2022
According to state aid and trade law specialist Dr. Totis Kotsonis of Pinsent Masons,this case raises a number of interesting points.
02/18/2022
Aegon does not think these should be called 'warnings' at all
02/17/2022
Banks that continue to conduct reconciliation using outdated legacy systems will ultimately lack the data quality, visibility and transparency required by modern regulators.
02/17/2022
The aim of this report is to present a comprehensive and practical approach to the EU Taxonomy
02/17/2022
Holders of these visas can then apply for permanent residency in the UK, at a speed depending on how much they invest.
02/17/2022
Direct connections between crypto-assets and systemically important financial institutions and core financial markets, while growing rapidly, are limited at the present time.
02/17/2022
A CCP is an intermediary in derivatives trading that buys derivatives from one party and resells them to the other.
02/17/2022
It follows a similar consultation published at the end of last month by the Department for Work and Pensions