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Legal, Regulation & Compliance

11/14/2025

Navigating consolidation in the financial advice and wealth management sector: Key insights from the FCA’s multi-firm review

The FCA wants to support consolidators to invest and innovate to provide their clients with good outcomes on a long-term and stable basis.

11/14/2025

FCA partners with Singapore to drive growth and AI innovation

This will enable innovative firms in the UK and Singapore to scale and operate across markets more effectively.

11/14/2025

FCA review finds CFD providers may be failing to deliver fair value to consumers

Some good practice was in evidence, including firms simplifying fee structures and stopping investors who might not be able to shoulder losses from buying CFDs in the first place.

11/14/2025

International: HR issues in the family office context — Retention and remuneration of family office personnel

Balancing tradition, professionalism and legal compliance

11/13/2025

Paraplanners increasing AI usage to tackle regulation pressure

To tackle these pressures, many are responding with innovation with more than one in five (22%) now using AI either as part of their core processes, or for specific tasks.

11/13/2025

Strengthening market resilience: navigating evolving dynamics in sovereign markets − speech by Lee Foulger

Given at AFME's 20th Annual European Government Bond Conference

11/13/2025

FT Adviser readers slam ‘totally unworkable’ IHT on pensions rules

Responding to the article, FT Adviser readers set out their own concerns with the plans.

11/13/2025

North Wales to pioneer UK’s first small modular reactors

Anglesey set for thousands of new jobs as Prime Minister confirms Wylfa will host UK's first small modular nuclear reactors.

11/12/2025

Building the mortgage market of tomorrow

The current mortgage market is healthy, but our Mortgage Rule Review is focussed on enabling the mortgage market of the future.

11/12/2025

Banks: Regulation as a source of innovation?

Objectway has developed a collaborative approach to regulation

11/12/2025

FCA Approval Granted For Marylebone Partners To Join Brown Advisory

The combination of Brown Advisory and Marylebone Partners adds strength to the investment offering for private clients, charities, family offices and endowments.

11/12/2025

PS22/25 – Leverage Ratio: Changes to the retail deposits threshold for application of the requirement

The policy will take effect on 1 January 2026.

11/12/2025

Climate performance matters for bank credit in the euro area

The survey also asks banks whether the demand they see for loans has increased, decreased, or remained broadly unchanged.

11/11/2025

Credit builder products: what you need to know

Credit builder products claim to help you build a record of making payments, which could improve your credit history and score.

11/10/2025

Payments Vision Delivery Committee sets out new payments strategy

The strategy is anchored around 5 strategic outcomes that build on innovation, competition and security and its delivery will benefit consumers

11/10/2025

Germany’s BaFin levies $52m fine on JP Morgan

The penalty is stated to be the result of “shortcomings” in the bank’s systems for preventing money laundering.

11/10/2025

The EBA calls on financial and non-financial counterparties using an initial margin model based on ISDA SIMM to seek authorisation through their competent authorities

The EBA underscores the counterparties' obligation to apply for the authorisation of the use of initial margin models and warns of the legal consequences in case of non-authorised use under the European Market Infrastructure Regulation (EMIR).

11/10/2025

Fugitive Christen Ager-Hanssen loses luxury watches to bailiff

The agents were acting on a non-public court order authorizing the seizure of Ager-Hanssen’s assets to comply with a default judgment issued against Ager-Hanssen by a Norwegian court.

11/10/2025

UK regulatory guidelines for the Berne Financial Services Agreement – What does this mean for UK and Swiss insurers and intermediaries?

The BFSA and BFSG also cover other financial and investment services; in addition to insurance.

11/10/2025

Monetary policy transmission through cross-selling banks

Conversely, in the wake of policy rate cuts, the incomplete pass-through reduces the deposit spread.

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