12/14/2021
The FCA will ensure that any significant decisions on redress made in the future will be transparent, with appropriate governance, and supporting evidence will be properly recorded.
12/14/2021
The employer also denied that the employee’s dismissal was due to the communication.
12/14/2021
There are several changes in the new treaty, in particular regarding the taxation of capital gains on the sale of shares of companies with assets consisting primarily of real estate.
12/13/2021
The Proposals also contain similar changes to the UCITS Directive to align delegation, liquidity risk management and regulatory reporting more closely
12/13/2021
The Paris appeals court is set to rule on whether to confirm or adjust the penalty against Switzerland's largest lender, which was imposed after an initial trial in 2019.
12/13/2021
ESG, which is often used interchangeably with the term “sustainable investing” is increasingly tied up to a company’s long-term financial performance and success.
12/13/2021
These investments have been frozen since 2008 and are now administered by JTC Fund Solutions (Guernsey) Ltd.
12/13/2021
The UBS share reacted at times with a price increase of 3 percent on the stock exchange.
12/12/2021
Communication to firms to provide an update on the progress of the joint transformation programme, which is being led by the Bank of England, FCA and industry to transformation data collection from the UK financial sector.
12/12/2021
CECOP’s reaction to European Commission’s proposal for a Directive on improving working conditions in platform work.
12/12/2021
The PRA and FCA expect firms to carry out systemic reviews of their equity finance businesses and the risk management practices and controls deployed in those businesses benchmarked against the finding set out in the annex.
12/12/2021
To that end, the EBA conducted a survey amongst a sample of 70 financial institutions from 12 Member States.
12/12/2021
Our observations include weaknesses in the holistic management of risk across business units
12/12/2021
The new requirements (and everything in this article) only apply to statutory transfers.
12/10/2021
The Carey Olsen team advising CIHL on all Bermuda related legal and regulatory aspects associated with the transaction comprised corporate partner Steven Rees Davies and associate Keivon Simons.
12/10/2021
The FCA will oversee the implementation of the recommendations and will publish a final update in its 2022 annual report.
12/10/2021
Judge Stephen Knight on Thursday refused to order the bank to reinstate Jones into the same role he’d been dismissed from in London
12/10/2021
New use of US dollar LIBOR is also to cease, a key landmark on the end to the US dollar panel just 18 months later.
12/10/2021
The company brought an administrative appeal against the order.
12/09/2021
This list is accompanied by a CET1 Report, which includes information on the underlying objectives of the monitoring as well as on the consequences of including or excluding instruments in or from the CET1 list.