05/10/2021
Britain’s white-collar professionals would wince at the thought that they are enablers of global corruption. New research suggests that the UK’s corruption problem is not only structural, but cultural, too
05/10/2021
Long-term asset funds would have longer redemption periods and greater disclosure under the plans
05/10/2021
The proposals stated that schemes with assets of £5bn or more will have to meet the new governance requirements from October 2021
05/10/2021
The primary aim of the SFDR is to ensure that investors are equipped to make a reasoned decision in a transparent market with the hope that capital flows will ultimately be rerouted to sustainable investments.
05/10/2021
The advantage of having a local Will, in addition to a UK Will dealing with the rest of your estate, is that it can make the probate process easier for your executors.
05/10/2021
The proposal also puts forward deterrent fines of up to €30 million, or 6 per cent of worldwide annual turnover in the preceding financial year, for companies flouting the data-related rules.
05/09/2021
Homebuilder claims it faced unexpected tax bill after negligent advice
05/09/2021
The aim of the LTAF is to provide a fund structure through which investors can invest with appropriate confidence in less liquid assets because the fund structure is specifically designed to accommodate relatively illiquid assets.
05/07/2021
The Solo trading was characterised by what appeared to be a circular pattern of extremely high value trades undertaken to avoid the normal need for payments and delivery of securities in the settlement process.
05/07/2021
The Regulatory Initiatives Grid sets out the regulatory pipeline.
05/07/2021
The FCA argued in the paper that some investors prefer investing in open-ended funds where there are opportunities to put money in or take it out at the net asset value of the assets.
05/07/2021
The FCA is now consulting separately on the LTAF and says it will not confirm specific property fund rules until that consultation has been completed.
05/07/2021
The FCA is keen to hear views from stakeholders on its proposals and the consultation is open for feedback until 25 June 2021.
05/07/2021
In August 2020 the FCA consulted on proposals to reduce the potential for harm to investors from the liquidity mismatch in open-ended property funds.
05/07/2021
The FCA said Sapien did not have 'adequate systems and controls'
05/06/2021
Some 3,900 firms are listed as being based at number 207 Regent Street
05/06/2021
DNB acknowledged that there were shortcomings relating to customer due diligence in the Samherji case but said it has done a great deal of work on reviewing the customer portfolio since then.
05/06/2021
What should investors consider when making Hedge Fund investments?
05/06/2021
The Chair of the FCA and PSR, Charles Randell, has delivered a speech to the Building Societies Association on outcomes-focussed regulation.
05/05/2021
The rules in MAR on insider lists are also being amended from 29 June 2021