10/05/2020
FCA steps in after SVS clients face delays at new broker
A spokesman for ITI Capital has now told FTAdviser client registration are "running smoothly" after "initial challenges with the onboarding process".
Legal, Regulation & Compliance
10/05/2020
PM reveals plans for ‘Generation Buy’
The Telegraph reported it was “understood” that the government could accept some of the risk through a form of state guarantee to give lenders additional confidence.
10/05/2020
JFSC warns investors to be cautious in times of crisis
Many islanders won’t consider themselves investors but anyone who has a bit of money put aside and needing to make a decision about what to do with it is an investor.
10/04/2020
Covid-19: FCA finalised guidance on cancellations and refunds
UK investment firms that transact on trading venues outside the UK are not required to publish details of such transactions through a UK Approved Publication Arrangement (
10/02/2020
Caceis wins mandate and high praise from private equity client
The mandate also covers depositary, custody and financing services for the €1 billion fund.
10/02/2020
The real story behind PI premium hikes
Any company that has had a recent renewal will know that premiums have increased; in fact they have done so consistently for two years
10/02/2020
FCA has provided an 'opportunity' for advisers
Coming on the tails of the FCA’s own consultation regarding a cap on the maximum redress it will have to pay for future claims, as well as the various campaigns - including Financial Adviser’s own letter-writing campaign - this has been hailed
10/02/2020
Treasury prepares for financial services regulation review
One of the big opportunities is to find ways of bringing these wider concerns [about the advice market] to the FCA.
10/01/2020
FCA calls for tougher measures to tackle online scam ads
It is clear there is now mounting pressure on the government to take steps to tackle the promotion of scams through search engines and social media platforms.
10/01/2020
FCA confirms next stage of support for consumer credit and overdraft customers
The measures apply both to consumers who have benefited from support under the current guidance and continue to face financial difficulties, as well as those whose financial situation may be newly affected by coronavirus after the current guidance ends on
10/01/2020
EBA publishes work programme for 2021
The strategic priorities of the EBA work programme for 2021 will be made available in all EU official languages.
10/01/2020
Germany puts auto boss on trial over ‘dieselgate’
The so-called defeat devices made the vehicles appear less polluting in lab tests than they were on the road.
10/01/2020
FCA extends pause on Mifid 10% rule
The FCA intends to apply the TTP on a broad basis from the end of the transition period until 31 March 2022.
10/01/2020
Does dirty money need banking secrecy to thrive?
Recently uncovered suspicious transaction reports, made to the US Financial Crimes Enforcement Network (FinCEN), show Swiss banks moving billions of dollars around the world.
10/01/2020
Gowling Leads the Way as the Legal 500 UK 2021 Rankings are Revealed
The firm again secures top tier rankings in London and the West Midlands
09/30/2020
PIMFA welcomes FCA analysis of regulatory perimeter but calls for swifter action to protect consumers
PIMFA has long called for a serious analysis of the regulatory perimeter and issues arising from it, so this report is welcome
09/30/2020
Walkers advises LCI on a US$230 million joint venture
It is planned that the fleet acquired through the joint venture will be used by operators worldwide for purposes such as transportation to offshore wind farms, Emergency Medical Services and Search and Rescue.
09/30/2020
TMF Group announces acquisition
Key milestone in TMF Group’s drive to further grow its fund services business. Selectra’s expertise and service offering will complement TMF Group’s fund activities in Luxembourg.
09/30/2020
FCA Perimeter Report 2019/20
The report sets out what the FCA does
09/30/2020
UK Commercial Real Estate and the Resurgence of JPUTS
Walkers’ Jersey team has recently seen an increasing number of instructions coming from South East Asia and the Middle East for the establishment of new JPUTs to acquire and hold UK commercial real estate.