11/11/2024
The follow-up Peer Review focuses on the assessment of a sub-set of EU competent authorities chosen based on the outcomes of the initial peer review in 2022.
11/11/2024
Mr Mackey used funds due to insurers to support Inspire’s operating costs and to pay for personal living expenses instead of paying insurers.
11/08/2024
The SSM became operational ten years ago, almost to the day, on 4 November 2014.
11/08/2024
The group cold-called consumers, directing them to a professional-looking website where they were offered high returns for fake investments in crypto.
11/08/2024
Mavanga also pleaded guilty to possession of false identification documents and perverting the course of justice.
11/08/2024
The Supplemental Report and Bill serve as a valuable point of reference for the Cayman Islands, guiding our approach to digital property rights within an evolving financial landscape.
11/07/2024
The Bank of England’s Monetary Policy Committee is responsible for making decisions about Bank Rate.
11/06/2024
Anthony and Laura Hay served as directors of the companies and Tim Stewart was the compliance manager at both companies.
11/06/2024
The transaction is in line with Allianz Direct’s goal to expand its B2B2C operations
11/06/2024
The jury returned guilty verdicts in 12 of the 14 charges before the court today after hours of deliberating.
11/06/2024
The fine was waived because of its cooperation.
11/06/2024
This sentence alone makes it clear what a confusing legal legacy the UBS lawyers have to deal with.
11/05/2024
In the report, firms set out an ambitious, phased vision for the use of distributed ledger technology (DLT) in asset management.
11/05/2024
The senders of the emails claim to be FINMA employees. FINMA does not send such emails and does not contact private individuals as a matter of principle.
11/05/2024
New transparency rules for bonds and derivatives markets will give investors more information and reduce costs for firms.
11/05/2024
Chartered financial planner Alasdair Walker – who set up a group called Our PFS to “protect the future” of the professional body – sent out an email to members, urging them to vote.
11/05/2024
The resolution of such a high-profile case really underscores our legal expertise in criminal law and our capability to handle complex and high-stakes legal matters”.
11/04/2024
On 21 August, ESMA published finalised guidelines regulating the use of environmental, social, and governance (ESG)-related and sustainability-related terms in fund names.
11/01/2024
They are also banned from holding any senior management function in a regulated firm.
11/01/2024
The ‘Changes to draft policy’ section of this chapter refers to that explanation, taking into account consultation responses where relevant.