09/15/2020
Banks across Europe are struggling to cope with record low interest rates and the economic downturn sparked by the COVID-19 pandemic, leading analysts to predict more tie-ups to cut costs.
09/15/2020
SRD II proxy solution will help Smith & Williamson to meet new EU regulatory requirements commencing September 2020
09/15/2020
The FCA and BoE have now announced that they are content to extend the period for responses, and the new closing date will be 12 October 2020.
09/15/2020
Governments, people and businesses have to make hard choices, argues chief investment officer Julian Chillingworth, and the conundrum isn’t going away soon.
09/15/2020
They were supported by associates Aria Howorth Oram in London and Ruqaiya Ali in Dubai.
09/15/2020
The professional body also proposed an improvement to advice processes, as well as non-advised buying processes, to help clients understand insurable and non-insurable risks.
09/15/2020
Advisers were sent the first Covid-19 survey in June, which asked them for information on the impact of the coronavirus pandemic on their businesses.
09/15/2020
Geneva-based Arif will manage a register of advisers and check that they have the required education and training.
09/15/2020
Carey Olsen's Nichola Aldridge and Oliver Lindop have been named among the Top 35 Under 35 private client practitioners in the UK by eprivateclient.
09/15/2020
The watchdog said that exemptions of high-net-wealth and sophisticated investors in the financial promotion regime are being abused by unregulated firms.
09/15/2020
PIMFA welcomes many of the proposals outlined in this call for evidence
09/15/2020
Regulator Marco Zwick on efforts to strengthen supervision after years of criticism
09/14/2020
Exchange of letters relating to the Independent Investigation into London Capital and Finance plc (LCF).
09/14/2020
ECB ‘stands ready to adjust all of its instruments’ to steer the 19-nation currency club through the crisis
09/14/2020
Stablecoins, a type of cryptocurrency backed by traditional assets, have become a front burner topic since last year by the emergence of cryptocurrencies and as Facebook introduced its Libra coin.
09/14/2020
Analysis of market positioning suggests that traders do not have significant sterling shorts yet.
09/14/2020
The agreement was signed after a high-level intervention from Russian Foreign Minister Sergei Lavrov’s during his visit to Nicosia.
09/14/2020
The authority is now pursuing only one single-track criminal investigation into money laundering and six dual-track cases, which could end with only civil outcomes
09/14/2020
The Financial Intelligence Analysis Unit (FIAU) in Malta has fined the now-closed MPM Capital financial services firm a record €1.18m for operating as an unlicenced payment services provider.
09/13/2020
The Committee Chair urges the regulators to extend the deadline for responding to the joint consultation on revising the complaints scheme, which handles complaints made against the BoE, PRA and FCA.