09/13/2020
Bank routinely took out millions of credit in its customers’ names without telling them, to cover losses on products the bank had recommended, yet regulators failed to take action
09/11/2020
On the same day that the settlement was announced, Bloomberg reported that the bank had retained Robert Kimmitt, a long time friend of U.S. Attorney General William Barr, to sit on its supervisory board.
09/11/2020
Alongside financial data, the report also sets out cross-sector and sector priorities, and includes a section on the FCA's response to Covid-19.
09/11/2020
The agency's Director-General, Ville Itälä, also flagged that it had "observed a growing trend building up over the last few years in fraud involving EU funds for environmental and sustainable projects.
09/11/2020
If serious misconduct is not addressed it causes loss of trust in our markets
09/11/2020
Such binding regulation would then mean that cooperation and information exchange across the EU single market “is no longer the exception, but the rule”, the EBA said.
09/11/2020
Above 50 the emphasis is on the quality of expertise and the individual strength and character of the lawyer.
09/11/2020
Pinsent Masons, under the direction of Dr. Markus J. Friedl, advised SFO on all legal aspects of the purchase agreement under German law.
09/11/2020
Only around a third of US and UK firms are confident they have sufficient resources, according to Integreon report
09/11/2020
A practical tool covering key aspects of the legal and regulatory M&A framework in nearly 40 countries
09/11/2020
Switzerland just became the first major financial center with a full set of laws to govern blockchain commerce.
09/11/2020
Won 2019 World Cup
09/11/2020
The Maples Group has implemented AQMetrics cloud-based regulatory reporting technology platform to service its alternative investment fund managers and UCITS clients
09/10/2020
The breaches demonstrate Lumiere has failed to comply with the legal and regulatory regime operated in Jersey.
09/10/2020
The Court noted that, had the application permitting the Trustees to self-deal been brought in respect of a Jersey law governed trust, relief could have been granted under Article 47(3) of the Trusts Law[4].
09/10/2020
The Committee will then decide whether it is appropriate for the bonuses to be paid at all, in whole or in part.
09/10/2020
The unit has already been informed about the two firms whose licences have been revoked.
09/10/2020
Solicitors Regulation Authority has spent at least two years scrutinising firm
09/10/2020
Carey Olsen advises Singapore real estate investment company on first London property acquisition
09/10/2020
Inevitably panic will set in and we will soon see a huge increase in demand for clarity through marketing materials, better education on the topic and greater interest in the investable universe.