02/11/2020
In this instance, the intention of the registers has been partially described on the European Commission's website as: "Enhancing transparency by setting up publicly available registers for companies, trusts and other legal arrangements."
02/11/2020
This is creating significant consumer detriment.
02/11/2020
The FCA criticised funds where the fees paid by the client exceed the returns earned, and also where the relevant index against which the fund should be measured is not clear.
02/11/2020
Initially, these laws only applied to financial institutions, but their effectiveness drove criminals towards using professional services, such as law and real estate.
02/11/2020
Both funds are managed within LGIM's global fixed income team, managing collectively over € 193bn in assets.
02/10/2020
It also contains brief sections on the impact of Brexit on contracts and the discontinuance of Libor.
02/10/2020
Many companies will be giving priority to repatriating members of staff located in mainland China and other areas that are impacted by the coronavirus outbreak; but different governments are giving differing guidance to their citizens, and the guidance wh
02/09/2020
Equivalence is the process through which the European Commission formally recognises that the regulatory or supervisory regime of a non-EU country is equivalent to the corresponding EU regime.
02/07/2020
Ulrik Nødgaard, managing director, said: "The banks are totally focused on this proble.
02/07/2020
One Metro bank customer was subject to U.S. sanctions on Cuba, while another received payments from Iran, the bank said.
02/07/2020
The STM Protected Retirement Plan is licensed and regulated as a personal retirement scheme with the Malta Financial Services Authority.
02/07/2020
ESMA is providing the state of play in the application of the Supervisory Briefing on that date.
02/07/2020
It has already delivered on several objectives of the EU’s action plan on financing sustainable growth and will continue to assist the EU institutions to achieve sustainable finance goals.
02/07/2020
The PRA expects directors and senior managers to understand their responsibilities with regards to governance and the management of conflicts of interest, and to ensure they and the firm comply with the PRA’s regulatory requirements.
02/07/2020
The SEC’s order finds that ABN AMRO improperly borrowed pre-released ADRs from other brokers when it should have known that those brokers did not own the foreign shares needed to support those ADRs.
02/07/2020
The FCA warned: "The terms, conditions and clauses within a standard contract are highly unlikely to constitute sufficient legal consent for personal data to be shared with CMCs to market their services, and may not be lawful."
02/07/2020
His remarks fuelled a massive rift after both Brussels and Ireland drew up plans to offer concessions on financial services to secure continued access to British fishing waters for European vessels.
02/06/2020
The Statement follows public consultations in November and December 2019.
02/06/2020
Bank under pressure from UK’s powerful Investor Forum to adopt stricter climate policies
02/05/2020
The Pensions Act 2014 placed a duty on the FCA to make rules for publishing and disclosing costs and charges information for the workplace pension schemes we regulate.