06/19/2020
The phased, and cautious re-openings by law firms in London look set to become the norm as the lockdown eases — in a detailed update on its plans CMS.
06/19/2020
The banks had failed to report several suspicious transactions and internal controls were found to be inadequate, the investigation found.
06/19/2020
These costs include both compliance costs arising from the regulator’s interventions and the loss of revenue for adviser businesses
06/19/2020
The consent order stems from a complaint filed in August 2016, after an unprecedented swap reporting platform outage at Deutsche Bank that began on April 16, 2016.
06/18/2020
The proposed terms of the strategic alliance involved a share swap arrangement whereby
06/18/2020
China Pacific Insurance received clearance to list in London from the CBIRC (China Banking and Insurance Regulatory Commission) in May and the CSRC (China Securities Regulatory Commission earlier this month.
06/18/2020
The consolidation means Raisin can now offer uniform banking services to all of its continental European customers.
06/18/2020
Reports analyze integration of finance professionals in sustainable business activities
06/18/2020
This includes bringing listed bonds with similar features to speculative illiquid securities and which are not regularly traded within the scope of the ban.
06/18/2020
The FCA’s review found equity release to be working well for many consumers.
06/18/2020
Guidance will help protect savers and give employers and trustees more choice ahead of Government legislation
06/18/2020
The FCA states that firms should give customers adequate information on support offered
06/18/2020
The owners of a national heritage property should follow the relevant public health authority’s social distancing guidance.
06/17/2020
Speech by Charles Randell, Chair of the FCA and PSR, to a virtual roundtable of bank chairs hosted by UK Finance.
06/17/2020
The results of this consultation will feed into a communication to be published towards the end of the year.
06/17/2020
The shared objective of the FCA and PSR during the crisis has been to work with industry to ensure the provision of essential services for consumers, including access to cash, in light of bank branch and cash machine closures due to coronavirus and govern
06/17/2020
The GFSC said a new application form for MGAs made it simpler for them to apply for a Guernsey licence.
06/17/2020
The group also offers a range of corporate bonds.
06/17/2020
A spokesman for the court said that the judge would have to ratify the agreement, which was considered a formality.
06/17/2020
Firms operating in the UK, including branches of overseas firms, must take reasonable care to organise and control their affairs responsibly and effectively