03/05/2020
Charlie Jewkes, head of Global Financial Institutions at Aviva Investors, will work with CSP in Brazil and Uruguay, while Paolo Sarno, head of Southern Europe at Aviva Investors, will work with CSP on distribution in Spain and Portugal.
03/05/2020
Given at the London Business School
03/05/2020
Letter to Solvency II insurers, large non-Directive firms and CRR firms
03/05/2020
Overall, our focus for 2020 remains on our two key strategic projects – launching our new investment product in Japan and replacing our policy administration system.
03/05/2020
The scheme has attracted criticism after Metro Bank handed back £50m and Nationwide said its business account plan is delayed
03/05/2020
Here are the specific priorities we predict you’ll see this year, and how – all over the compliance landscape – culture will underline many of the changes firms will need to make to meet regulatory requirements.
03/05/2020
Bank said to be cooperating in Croatian central bank’s probe
03/05/2020
For years BNP has been conducting legal proceedings against the wealthy Italian Crociani family.
03/05/2020
Transforming culture in financial services is a priority for the FCA and should be for firms too.
03/05/2020
The question of costs was then considered. DN had incurred legal costs of £82,000.
03/05/2020
The report raised concerns about the upcoming appointment of Mr Bailey as the next governor at the Bank of England, claiming there had been a string of financial losses and failings during his tenure at the FCA.
03/04/2020
“Monetary policy is an unlikely cure for the coronavirus.
03/04/2020
Before it entered administration in January the company raised in excess of £237m from more than 11,500 investors over the course of two years, and it has been embroiled in a scandal since.
03/04/2020
The industry will need to ensure these individuals understand the importance of protection products, such as income protection, and to ensure that products are accessible and fairly priced.
03/04/2020
HMRC is also investigating issues relating to VAT, agents based offshore if there is a suspicion of malpractice and payments to other parties, including when an agent may not receive or keep the entire fee from a player transfer, and instead a number of a
03/04/2020
An overview of the changes for fund products and expectations on the transition plan for the industry.
03/04/2020
Rodrigues said the “UK government and regulator representatives have constructively engaged with this initiative” and he is hopeful it will progress to the consultation stage.
03/03/2020
Individual firm failures erode trust in all regulated firms and undermine consumer confidence at a time when many consumers need financial advice and investment services.
03/03/2020
The EBA is sharing the conclusions from its assessment of institutions’ Pillar 3 disclosures as another step to foster transparency and market discipline
03/03/2020
This policy comes into effect on publication of this PS.