12/12/2019
As a task force with a global network of over 200 jurisdictions, the FATF enables a coordinated response to a global problem and it promotes partnership between the public and private sectors.
12/12/2019
In this briefing we summarise why they are used and explain one way in which investment managers are using Cayman and Luxembourg fund vehicles together.
12/12/2019
Global macro-economic uncertainty, regional political disruptions, economic substance rules, beneficial ownership registers, regulatory fines and that’s not the half of it!
12/12/2019
With LIBOR ending, the LSTA has laid out several key considerations that accounting systems will need to address moving forward.
12/11/2019
Private banking arm of UK lender admits to hiding more than $1bn from authorities
12/11/2019
The FCA said it expects senior management at Lloyds to explain how and why the failings occurred and threatened further action depending on the answers.
12/10/2019
Under the rules, there will be greater individual accountability for senior managers should something go wrong, as well as a new standard for personal conduct.
12/10/2019
This is the second line of credit to be extended by EIB to TDB, the first one having been signed in 2014 for €80 million.
12/10/2019
Government will fast-track law aimed at crackdown on 'compensation culture'
12/10/2019
The Report found that some supervisory areas are highly harmonised, such as NCAs’ sources of information used to check compliance with EMIR requirements, including trade repository data, their competences, and NCAs’ supervisory and enforcement
12/10/2019
The guidelines also introduce some simplifications for small and non-complex institutions to enhance proportionality and reduce reporting costs.
12/10/2019
The entry of BigTech firms into finance has numerous benefits, including the potential for greater innovation, diversification and efficiency in the provision of financial services.
12/10/2019
Boutiques hit by ‘perfect storm’ two years after introduction of EU market rules
12/10/2019
Cherkalin, 38, was a key figure in the insular—and, for some, apparently highly lucrative—world of bank supervision.
12/10/2019
The three-judge tribunal also ordered confiscation of tens of millions found in accounts.
12/10/2019
The Committee found that the company had secured the price of the September 2015 FOAT traded on Eurex, as well as the price of 14 of the 17 OATs and 8 OLOs, at an abnormal and artificial level.
12/09/2019
Earlier this year Hargreaves faced a loss of about £1.9m in fees from the Woodford debacle as investors pulled millions from the firm’s in-house funds.
12/09/2019
When Peter Teich’s money went to another Barclays customer, the bank offered £25 as a token gesture
12/09/2019
Although there is scant information about the specifics of the case, returning seized funds to the country of origin, as is proposed, is an obligation under the UN Convention Against Corruption.
12/09/2019
Many businesses caught by these regulations may already be preparing similar information as part of their assessment under the Energy Saving Opportunity Scheme (ESOS).