12/10/2019
The Report found that some supervisory areas are highly harmonised, such as NCAs’ sources of information used to check compliance with EMIR requirements, including trade repository data, their competences, and NCAs’ supervisory and enforcement
12/10/2019
The guidelines also introduce some simplifications for small and non-complex institutions to enhance proportionality and reduce reporting costs.
12/10/2019
The entry of BigTech firms into finance has numerous benefits, including the potential for greater innovation, diversification and efficiency in the provision of financial services.
12/10/2019
Boutiques hit by ‘perfect storm’ two years after introduction of EU market rules
12/10/2019
Cherkalin, 38, was a key figure in the insular—and, for some, apparently highly lucrative—world of bank supervision.
12/10/2019
The three-judge tribunal also ordered confiscation of tens of millions found in accounts.
12/10/2019
The Committee found that the company had secured the price of the September 2015 FOAT traded on Eurex, as well as the price of 14 of the 17 OATs and 8 OLOs, at an abnormal and artificial level.
12/09/2019
Earlier this year Hargreaves faced a loss of about £1.9m in fees from the Woodford debacle as investors pulled millions from the firm’s in-house funds.
12/09/2019
When Peter Teich’s money went to another Barclays customer, the bank offered £25 as a token gesture
12/09/2019
Although there is scant information about the specifics of the case, returning seized funds to the country of origin, as is proposed, is an obligation under the UN Convention Against Corruption.
12/09/2019
Many businesses caught by these regulations may already be preparing similar information as part of their assessment under the Energy Saving Opportunity Scheme (ESOS).
12/09/2019
The UK financial regulator meted out nine £10m-plus levies this year
12/08/2019
The rate is baked into more than $400 trillion worth of contracts globally – an eyewatering 160 times the UK’s annual economic output.
12/08/2019
Mr Cook told the court: “It almost felt like he was going to leave, and then he thought ‘you know what, I‘m going to hit this guy‘.
12/08/2019
Dombrovskis told the Financial Times it would be simple for the UK to gain equivalence due to the fact that current financial services laws were largely implementing EU legislation.
12/08/2019
The third stage of the work will look into the evidence around the prudential treatment of “green” exposures.
12/08/2019
The proposals outlined by the respective regulators differ slightly to reflect the different policy frameworks and supervisory approach they each take.
12/08/2019
If this steams ahead, there is the potential for a seismic shift that could have a significant impact on cross-border trade and investment.
12/08/2019
Financial services risk across business imperatives
12/08/2019
Swiss financial news sites also linked the bank to an alleged $62 million bribe paid to a PDVSA official.