12/06/2017

FCA regulatory sandbox update

The FCA has published a list of firms that have been successful in their applications to begin testing in cohort 3 of the FCA's sandbox. The FCA received 61 submissions for the third phase, of which 18 applicants met the sandbox eligibility criteria.

12/06/2017

Five effects of regulation

‘The pace and relentlessness of the changes required, exacerbated by legacy infrastructure and siloed operations, comes with a significant price tag, and is something that many wealth managers are still underequipped to deal with.

12/06/2017

FCA fines Bluefin £4m for misleading customers

Bluefin’s independence was compromised by its culture which promoted business strategies, including a policy which focused on increasing the business placed with its parent company, over treating customers fairly.

12/04/2017

Merger for chesham legal firm

The combined firm will have 225 staff in 20 teams based in Uxbridge, Chesham and Chorleywood, with a combined turnover of £20m.