12/12/2017
Barker argued that a reasonably careful firm, with the expertise it claimed to have, should have warned him of the risks associated with the scheme and the chance that his family members would be excluded from the benefits.
12/12/2017
Under the new regulatory framework, every institution is expected to have an individual LEI
12/12/2017
Due to reporting restrictions the defendants cannot yet be named.
12/12/2017
Townsend also criticised a lack of openness in a decision letter from the FCA
12/12/2017
FCA future approach to competition and authorisation
12/12/2017
Russia’s central bank owns 50 percent plus one share in Sberbank and transfers the money it gets from Sberbank dividends to the state budget.
12/12/2017
Banks will be obligated for the first time to publish the number of complaints they receive, and other details like how long it takes to reissue debit cards.
12/12/2017
Drug and people trafficking to be targeted by £90bn-a-year body
12/11/2017
The strongest weapon in the armoury against this is good advice and guidance - people just aren’t taking it.
12/11/2017
There is debate in the industry about whether HMRC has correctly interpreted the requirements of the regulations in this respect.
12/11/2017
Reforms to improve accountability to affect 67 of Britain’s largest listed companies
12/11/2017
The EU’s decision changed “absolutely nothing”, said Maurer, who expected no negative consequences for Switzerland as a financial location.
12/11/2017
FCA’s fines for year stand at £229.4m compared with £22.2m levied in 2016
12/11/2017
Controversial deal allowed the bank avoid criminal charges in 2012
12/11/2017
It was perhaps the most contentious piece of the Basel III framework, and disagreements over what the output-floor level should be caused a year-long delay to its finalization.
12/11/2017
'Advisers are waking up'
12/11/2017
New economic crime centre part of revamped anti-corruption strategy
12/10/2017
Their advice included structuring and establishing the acquisition entities and assisting with the negotiation and implementation of the deal documentation.
12/08/2017
MiFID II: ESMA TTCs for equity and bond instruments
12/08/2017
This is the second meeting after the Qatari-French summit held at the Elysee Palace during the Emir’s visit to Paris in mid-September.