02/10/2017
Hargreaves Lansdown breaches company law on dividend payments
The company also stressed that the issue ‘will have not have any effect on the company’s financial position’.
02/10/2017
The company also stressed that the issue ‘will have not have any effect on the company’s financial position’.
02/10/2017
The DFS enforcement action also had implications for the then Chair of MUS(EMEA).
02/10/2017
The extent of Sarao’s culpability for the flash crash is fiercely contested.
02/10/2017
ESMA needs to have the power to impose higher fines on supervised entities.
02/10/2017
The Kingdom of Saudi Arabia is a hugely important jurisdiction for DWF as we grow in the Middle East.
02/10/2017
Tougher beneficial ownership rules that make it easier to identify the true owners of companies would be helpful.
02/10/2017
Central Bank staff are understood to have raised issues around the financial viability of some insurance providers
02/10/2017
The tax authorities determined that the beneficial owner of the income was the ultimate US parent of the group and denied the lower rate of withholding tax.
02/09/2017
Left them at serious risk of unsuitable outcomes.
02/09/2017
Solution Helps Banks and Payment Service Providers Create New Digital Opportunities from PSD2 Compliance
02/09/2017
The only solution that could potentially take into account all those issues and sensitivities would be a bespoke deal for financial services.
02/09/2017
Half of the undeclared income was concealed deliberately in a tax evasion system
02/09/2017
Meanwhile, Deutsche Börse, which has given Linklaters the mandate, is expected to spend about $77m on legal advice.
02/09/2017
The Financial Services Commission is believed to have taken up the invitation to explain its processes to the authority.
02/09/2017
With regulatory approval already received, the sale is expected to close on 1 April.
02/09/2017
The bank has specifically signed up to use Wolters Kluwer’s OneSumX Regulatory Reporting, including the firm’s Regulatory Update Service.
02/09/2017
ESMA believes the technology promises more efficient post-trade services, enhanced reporting capabilities and reduced costs.
02/09/2017
Scourfield and his cronies from HBOS and Quayside were last week found guilty of fraud
02/09/2017
Webb also told Money Marketing that launching a new guaranteed drawdown product was now being taken “quite seriously” by the firm.
02/09/2017
Deutsche Bank had slid to 13th place among banks in that clearing business, the Financial Times said in a report on the plan Wednesday.