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Legal, Regulation & Compliance

11/10/2017

International law firm to create 50 jobs in latest recruitment drive

The company now employs more than 500 staff at its base in the city.

11/09/2017

Barclays, ex-CEO seek to postpone trial in $1bn lawsuit

In front of a packed courtroom at the Commercial Court in London, they asked that the PCP trial be postponed until the conclusion of the criminal trial, which is scheduled for April 2019.

11/09/2017

Netherlands to investigate 4,000 corporate tax deals

Questions raised over procedures followed in agreement with Procter & Gamble

11/09/2017

Regulator to investigate Dekabank’s planned takeover of Gibson Hotel

German group recently emerged as likely buyer of former Harry Crosbie property

11/09/2017

Herbert Smith Freehills - Financial regulation update

FCA Wholesale Insurance Brokers Market Study

11/09/2017

Swiss Man Who Spied On German Tax Officials Avoids Jail Time

A Swiss Man Who Admitted To Spying On German Tax Officials Was Given A Suspended Sentence And Fined By A German Court

11/09/2017

O’Reilly told Bermuda trust not to contact beneficiary daughters

Businessman’s daughters were unaware of trust’s existence, documents indicate

11/09/2017

'You Can't Cap Fees': FCA's Asset Management Challenge

Asset Management Captured The Thinking Behind Much Of The Regulator’s Recent Work

11/09/2017

JOHCM under investigation by FCA over dealing commission

Follows thematic review

11/08/2017

Arrested Saudi Tycoon Faces Fraud Claim In English Courts

Arrested Saudi Tycoon Faces Fraud Claim In English Courts

11/08/2017

Tax evasion probe delays re-election vote on German savings bank president

Fahrenschon said in a statement that he paid his taxes late but denied breaking any law.

11/08/2017

Nucleus: FCA study risks letting asset managers off the hook

The platform also requested the inclusion of questions on how often holdings were being turned over.

11/08/2017

Ogier's Jersey team advises on $1.5 billion EN+ IPO

Ogier advised on all Jersey law and British Virgin Islands' law aspects of the IPO alongside lead counsel White & Case LLP.

11/07/2017

New European rules will shake up broker research

Mifid II will require fund managers to pay banks and brokers directly

11/07/2017

MiFID II: FCA guide on trading venue notifications and forms

Herbert Smith Freehills - Financial regulation e-bulletin

11/07/2017

Court of Appeal Upholds "No Look Through" Principle in Immobilised Securities Trading

The ruling also promotes certainty and consistency in the securities market.

11/07/2017

ECB: 20 lenders have applied for EU banking licences since the Brexit vote

Several British, US and Asian banks have announced their intentions to move parts of their operations into Europe after Brexit.

11/07/2017

Nordea Mega Branches Face More Oversight Across Scandinavia

National regulators may also try to get more power over giant bank branches via adjustments to Europe’s Capital Requirements Directive.

11/07/2017

SocGen investigated over possible French anti-corruption law breach connected to Libyan Investment Authority

Earlier this year Societe Generale agreed to pay nearly EUR1bln ($1.1bln) to settle a long-running dispute with the Libyan Investment Authority.

11/06/2017

MFSA chief linked to BVI-Russia investment

Bannister referred to in e-mails as part of 'management'

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