02/10/2017
While certainty and clarity are still some distance away, this article examines the implications of the speech and the paper for the financial services industry as Britain navigates its departure from the EU.
02/10/2017
With an increase in regulation requiring automated processes and accurate data, adoption of so-called regtech tools is likely to snowball.
02/10/2017
The company also stressed that the issue ‘will have not have any effect on the company’s financial position’.
02/10/2017
The DFS enforcement action also had implications for the then Chair of MUS(EMEA).
02/10/2017
The extent of Sarao’s culpability for the flash crash is fiercely contested.
02/10/2017
ESMA needs to have the power to impose higher fines on supervised entities.
02/10/2017
The Kingdom of Saudi Arabia is a hugely important jurisdiction for DWF as we grow in the Middle East.
02/10/2017
Tougher beneficial ownership rules that make it easier to identify the true owners of companies would be helpful.
02/10/2017
Central Bank staff are understood to have raised issues around the financial viability of some insurance providers
02/10/2017
The tax authorities determined that the beneficial owner of the income was the ultimate US parent of the group and denied the lower rate of withholding tax.
02/09/2017
Left them at serious risk of unsuitable outcomes.
02/09/2017
Solution Helps Banks and Payment Service Providers Create New Digital Opportunities from PSD2 Compliance
02/09/2017
The only solution that could potentially take into account all those issues and sensitivities would be a bespoke deal for financial services.
02/09/2017
Half of the undeclared income was concealed deliberately in a tax evasion system
02/09/2017
Meanwhile, Deutsche Börse, which has given Linklaters the mandate, is expected to spend about $77m on legal advice.
02/09/2017
The Financial Services Commission is believed to have taken up the invitation to explain its processes to the authority.
02/09/2017
With regulatory approval already received, the sale is expected to close on 1 April.
02/09/2017
The bank has specifically signed up to use Wolters Kluwer’s OneSumX Regulatory Reporting, including the firm’s Regulatory Update Service.
02/09/2017
ESMA believes the technology promises more efficient post-trade services, enhanced reporting capabilities and reduced costs.
02/09/2017
Scourfield and his cronies from HBOS and Quayside were last week found guilty of fraud