01/20/2017
The Financial Conduct Authority has set out its concerns about the way in which investment consultants operate and their impact on competition as part of the interim findings from its market study of asset management.
01/20/2017
The merger process of the two banks received the approval of the National Bank of Romania (BNR) already on 29 November 2016.
01/20/2017
EU derivatives regulations scheduled for 2018 set to strain occupational schemes
01/20/2017
Citywealth International Financial Centre Awards were established to highlight the excellence of the advisers and managers in the private wealth sector
01/20/2017
The FCA says the advice firm failed to declare all the transfer to SIPPs and recommended five other customers to transfer to two other AIPP providers in the same period.
01/20/2017
As it did not reflect the actual and necessary costs of collecting the debt.
01/19/2017
The report calls for the requirements for credit, market, and counterparty credit risk in the CRR to be clarified.
01/19/2017
This is the fifth such co-operation agreement that the FCA has entered into (with previous agreements being concluded with regulators in Australia, China, Singapore and South Korea) and the first such co-operation agreement that the HKMA has entered into,
01/19/2017
One of the complexities that CRS throws up is where Cayman fund managers have a broad mix of non-US taxable investors that need to be identified and reported
01/18/2017
Cyprus Market Abuse Law - PDMRs and closed periods
In turn the issuer must promptly make the information public and no later than three business days after the transaction.
01/18/2017
The first time that the FCA has taken criminal action in a case related to its consumer credit powers.
01/18/2017
Deutsche Bank’s Conduct Contributed to the 2008 Financial Crisis
01/18/2017
The prosecuting judge filed a notice of appeal.
01/18/2017
The number of limited partnerships established in Scotland, where they benefit from greater secrecy and incur fewer tax liabilities than in the rest of Britain, has grown rapidly.
01/18/2017
The central bank is now in the midst of cleaning up Russia's banking system.
01/18/2017
The agreement will make it easier for many highly skilled Slovenians to return after a period of work in the US
01/18/2017
Debevoise was engaged by Rolls-Royce in early 2012 to assist with certain enquiries from the SFO and to lead the subsequent internal investigations.
01/18/2017
Says unit signs agreements to invest for property project in London
01/17/2017
Herbert Smith Freehills - Financial regulation update
FSCS plan and budget 2017/18
01/17/2017
Two sentenced in insider dealing case
A clear example for those who are tempted to insider deal, that they are more likely to be caught