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Legal, Regulation & Compliance

06/27/2016

MPs to scrutinise Sir Philip Green's link with influential banker

Parliamentary committee investigating collapse of BHS will this week question Michael Sherwood of Goldman Sachs

06/24/2016

SEC Sues UK-Based Trader for Account Intrusion Scheme

The complaint alleges that Mustapha placed stock trades without the customers’ knowledge and then traded in the same stocks through his own brokerage account.

06/24/2016

FSB sets out to tackle asset management's 'structural' weak spots

The policy recommendations will pave the way for the FSB, together with IOSCO, to resume its work on developing methodologies

06/24/2016

​Eversheds advises Panmure Gordon in connection with a placing of new shares

The Eversheds team was led by corporate partner Simon Masters, together with corporate senior associates Paul Keohane and Richard Simpson.

06/24/2016

The real threat to Britain’s borders is the flow of dirty money

It’s probably remain’s least used argument, but isolated nations are unable to fight organised crime. Only real cooperation in Europe can have an impact

06/24/2016

ECB Restoring Greek Banks’ Access to Cheap Funding

European Central Bank said it would start accepting junk-rated Greek government debt as collateral

06/24/2016

Bank of England pledges £250bn liquidity

The Bank of England has stress-tested these banks against scenarios far worse than the one the UK is facing.

06/23/2016

Sir Philip Green's wife to give details of family's offshore companies

MPs ask Lady Tina Green to provide information on all offshore companies owned by family as part of BHS inquiries

06/23/2016

CME Group granted EU clearing house recognition by ESMA

The European Markets Infrastructure Regulation requires third-country CCPs to be recognised by ESMA to be able to operate in the EU.

06/23/2016

“Virtual reality” - Jersey introduces virtual currency regulatory regime

What does this mean for you and your business?

06/23/2016

Ex-BNP Paribas head of spot currency trading sues bank

A growing number of former bank staff are going to employment tribunals in London with unfair dismissal lawsuits in the wake of a crackdown on the banking industry after the financial crisis.

06/23/2016

Competition Policy in Financial Markets – the view from the regulators

Speech by Mary Starks, Director of Competition, FCA, delivered at the Centre for Competition Policy (CCP) Conference on 10 June in Norwich.

06/23/2016

‘You cannot outsource responsibility’: FCA sets out robo-advice regulation plans

Percival also explained the work the regulator is doing on innovation and technology, setting out a warning to firms considering outsourcing services.

06/23/2016

FCA guide to submitting STORs - Herbert Smith Freehills

The FCA has published a guide to submitting a suspicious transaction and order report (STOR) using Connect. STORs must be submitted via Connect from 3 July 2016.

06/22/2016

EU Hammers Out New Rules to Fight Corporate Tax Dodgers

Companies were able to take advantage of mismatches between tax systems of member states

06/22/2016

Pinsents, Gowling WLG and KWM appointed to reduced Royal London Asset Management panel

The panel, which has been trimmed from six firms, took effect on 1 June and will last at least three years.

06/22/2016

Get statements in writing to reduce risk of HMRC tax investigation, says Marlowe

This test is also part of the new travel & subsistence regulations introduced in April, where the onus is on agencies or umbrella companies paying expenses free of income tax and NI deductions to show there is no SDCM.

06/21/2016

Reed Smith lands CMS Cameron McKenna's capital markets head as it hunts financial services growth

He subsequently joined Jones Day, before making partner at Simmons & Simmons nearly 10 years ago.

06/21/2016

Banks out to beat Basel's capital clock

As the world’s biggest banks try to build enough capital to satisfy regulators, European investment banks have the most ground to make up.

06/21/2016

German court rules in favour of ECB crisis-fighting tool

The constitutional court ruled that the ECB's 2012 bond-buying plan called Outright Monetary Transactions (OMT) complies with German law.

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