02/10/2014
FCA finalised guidance on AIFMD remuneration
These provisions can be particularly important for bigger groups with multiple business lines and for non-EU managers who market only a few AIFs in the EU
02/10/2014
These provisions can be particularly important for bigger groups with multiple business lines and for non-EU managers who market only a few AIFs in the EU
02/10/2014
New rules will say that banks have to improve their behaviour across the industry through a series of ethical guidelines and a new committee to oversee improvements
02/10/2014
Financial industry executives are almost as concerned about the growing demands of regulatory compliance as they are with market volatility
02/10/2014
Barclays could be forced to update its data protection and customer security systems after an information breach saw the details of thousands of customers put up for sale.
02/10/2014
The regional court in Stuttgart, where sports-car maker Porsche is based, expressed strong doubts about the case brought by hedge funds including Viking Global Investors, Glenhill Capital and Greenlight Capital.
02/10/2014
The FCA has provided specific feedback where needed, and will continue to monitor the conduct of TM providers.
02/07/2014
The investigation has brought final charges against banker Alexander Gitelson regarding embezzlement of $55 million, Kommersant daily writes on Thursday.
02/07/2014
Ashurst saw a £13.9m drop in net funds and cash at bank in the financial year before its £550m merger with legacy Blake Dawson.
02/07/2014
The National Pension Reserve Fund has terminated the mandate held by State Street Global Advisors to manage €650 million worth of equities for it
02/07/2014
The head of Goldman Sachs Group Inc.’s operations in Germany and the country’s second-highest ranking bank regulator will testify at the trial of former managers of Sal. Oppenheim Jr. & Cie this month.
02/06/2014
Financial market abusers could face a minimum of four years in jail under new plans voted through the European Parliament on Tuesday amid a string of financial scandals.
02/06/2014
The former director of Brazil's state-owned bank, who was sentenced in Brazil for corruption and money-laundering, has been arrested in Italy.
02/06/2014
Richard Alderman, the former head of Britain's leading fraud prosecution authority, oversaw a chaotic agency that was unable to keep records and documents in order
02/05/2014
Aberdeen Asset Management is warning people to look out for emails from fraudsters purporting to be from the company
02/05/2014
He trained with Blake Lapthorn in Oxford
02/05/2014
Publication of the FCA's concerns about the MSM advertisements follows the announcement made by the FCA in November 2013, of its thematic review of insurance price comparison websites and also gives an indication of the FCA’s new approach to in
02/05/2014
The guidance is relevant to all providers of retail investment products to be sold by advisers, as well as advisory firms providing personal recommendations for such products and payments made by providers to unregulated third party firms that are for the
02/04/2014
We identified global regulation and investigations as an area that is one of the greatest for clients in terms of concern, focus and spend
02/04/2014
In its legal claim the LIA alleged that Goldman funded luxury trips to Morocco
02/04/2014
Industry welcomes launch of Insurance Brokers’ Standards Council but rues lack of clarity over its role