02/25/2013

Rabobank faces $440m Libor fine

The fine is expected to be between the Barclays' fine and the £392m levied on the Royal Bank of Scotland earlier this month.

02/24/2013

Guidelines on certain aspects of the MiFID suitability requirements

Firms should also make sure that the client understands the notion of investment risk as well as the relationship between risk and return on investments. To this end for instance, firms should consider using indicative, comprehensible examples of the leve

02/21/2013

Tax dodgers named on HMRC list

The naming and shaming exercise is part of a crackdown that includes larger fines and tracing previous evaders