10/03/2023
The issue has been a setback for Deutsche Bank’s effort to restore credibility after fines for lapses in money laundering controls, raids by authorities and other penalties.
10/03/2023
The FCA raised concerns with ADMISI in 2014 about its AML systems, including the absence of a formal process to classify customers by risk.
10/02/2023
William Paul, the current principal deputy chief counsel, has been serving as acting chief counsel in the interim.
10/02/2023
Insurers will also be required to ensure that their insurance policies provide fair value to leaseholders and provide important information about their policy and its pricing
10/02/2023
This includes employee distance travelled by means of transport and fuel type.
10/02/2023
A number of the accounts were held by people who lived outside the jurisdiction, the majority of which had significant balances in them.
10/02/2023
The issue is a setback for Deutsche Bank's effort to restore credibility after fines for lapses in money laundering controls, raids by authorities and other penalties.
09/29/2023
These payments were funnelled via companies connected to Mr Reynolds and were intentionally designed to disguise their true origins.
09/29/2023
His appointment will be followed by a number of financial planner hires as the Jersey office grows its client-facing team on the island.
09/29/2023
2024 will be an important year for the European Union as a whole, with a new Parliament and Commission following the elections next June.
09/29/2023
They will receive an automated reminder via RegData when the return is available for submission.
09/28/2023
The regulator is preparing to look into valuations in private markets.
09/28/2023
Of course, it can be argued that these specific incidents happened many years ago - and the world has changed in the meantime.
09/28/2023
The consultation sets out the PRA's proposed clarifications and amendments when capitalising foreign exchange exposures under the market risk capital framework.
09/27/2023
The overall impact includes the economic impact of the Covid-19 pandemic that had materialised up until December 2022, the reference date of this Report.
09/27/2023
Both regulators stressed their commitment to take formal enforcement action where necessary to protect consumers.
09/26/2023
The proposals include new rules and guidance to make clear that misconduct such as bullying and sexual harassment poses a risk to healthy firm culture.
09/26/2023
The ECB raised its main interest rate to a record high 4% this month after 10 successive hikes, but signalled a pause in October.
09/26/2023
The authority outlined that, for them, “confidence is key” as “markets work well if there is investor and consumer confidence”.
09/26/2023
Under planned changes the FCA would replace its existing ‘standard' and ‘premium' listing segments with a single category for equity shares in commercial companies.