02/23/2023
Mr Mills states that focusing on the areas that will have the greatest impact on consumer outcomes should be every firm’s priority ahead of the 31 July deadline for open products and services.
02/23/2023
A ruling in a case by environmental groups against TotalEnergies, a client of BNP Paribas, is expected on Tuesday.
02/22/2023
Analysis of data from the FCA’s consumer helpline has shown a 193% increase in calls to the FCA in the last five years, as investors detect investment scam warning signs.
02/22/2023
The DP does not provide any detailed recommendations for discussion, but flags at a high level possible directions of travel across a broad range of areas.
02/22/2023
From debate to implementation
02/22/2023
FTAdviser understands the owner, Kevin Maurice Kingswood, retired that year.
02/22/2023
This £3,000 annual allowance can only be brought forward for one tax year
02/22/2023
For dealings with trust entities, businesses subject to the MLRs will have to comply with checks of the trust registration service (TRS) that is maintained by HM Revenue and Customs (HMRC).
02/21/2023
The FCA will make sure any changes are consistent with international standards and enable technological development and innovation.
02/21/2023
Things are getting uncomfortable for a former executive at the Swiss bank Julius Baer.
02/21/2023
The letter details the FSB’s planned work during 2023 as well as introducing three reports the FSB is delivering to this meeting.
02/21/2023
Credit Suisse said it does not comment on speculation.
02/21/2023
The project has been the subject of significant delays, not least due to legal challenges brought against German ratification previously and, more recently, IT issues posed by the court’s electronic Case Management System.
02/21/2023
Rebuke is latest in a long series of complaints directed at the lender over a perceived failure to improve systems
02/21/2023
Frederic Marino, 56, Yoshika Ohmura, 47, and Aurelien Bessot, 47, have all been sentenced for committing fraud by abuse of position of trust.
02/20/2023
He is demanding compensation as he was wrongly convicted while at work and has been unable to find work since his release in 2015 as a result of his conviction.
02/20/2023
Link has also entered fresh talks to sell its Fund Solutions arm to a rival once the Woodford saga draws to a close.
02/20/2023
The proposals, which have not been cemented, say fund managers should upgrade their technology to ‘restore balance’ to the interest of investors.
02/20/2023
The feedback will be considered as the FCA begins to adjust its framework in light of the UK leaving the EU.
02/17/2023
The report sets out important recommendations for national authorities that aim at reinforcing their supervision of CSDs to ensure efficient securities settlement.