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Legal, Regulation & Compliance

08/31/2023

Supporting consumers with pension transfers

Firms should create an environment where consumers feel they can disclose their needs and have structures in place to provide suitable support.

08/31/2023

Aegon UK joins list of signatories to UK Stewardship Code

The UK Stewardship Code is a set of voluntary principles that aim to improve the quality of stewardship practices by asset owners, managers and service providers.

08/30/2023

Phillip Schofield 'hires team of wealth management accountants to look after his finances' after admitting his TV career is over

After he admitted he lied to his long-term co-presenter Holly Willoughby, the broadcaster and his talent agency YMU he dramatically resigned from his This Morning role.

08/30/2023

Raiffeisen Bank Aval : In a joint special issue Raiffeisen Bank and Forbes Ukraine introduce the work and vision of the Ukrainian bank

The key topic is Ukraine's European integration.

08/30/2023

Standard Chartered drives inclusion with enhanced global parental leave benefits

Standardised minimum 20-week parental leave to be provided irrespective of gender, relationship status or how a child comes to permanently join an employee’s family

08/29/2023

Standard Chartered announces sale of its global aviation finance leasing business to AviLease

The Consideration is subject to adjustment with reference to the net asset value of the business at completion.

08/29/2023

Why a European Central Carbon Bank would help stabilise EU climate policy

The recently concluded 12-week public consultation on this matter emphasises the need for advanced climate neutrality strategies.

08/29/2023

Group restructurings to be simplified with new Dutch law

It will also be possible for Dutch capital companies to convert into a capital company of an EU Member State.

08/29/2023

Corruption risks in mining remain despite UK probes dropped

The SFO’s investigation into Rio Tinto was carried out with cooperation from other authorities around the world, including in the US.

08/29/2023

UBS Drops Credit Suisse Lawsuit Against Zurich Financial Blog

The lawsuit, which attracted attention in the banking center, was filed by Credit last December at the Commercial Court in Zurich.

08/25/2023

Deutsche Börse receives regulatory approval for takeover of SimCorp

SimCorp shareholders who have not yet accepted the offer but wish to do so are encouraged to take action well before 19 September 2023 as the offer expires on that day.

08/25/2023

Lazard Sweden managing director charged with aggravated bribery - reports

Gustaf Slettengren

08/25/2023

German watchdog warns of identity fraud from 'Baring' firm

Baring Private Equity London

08/25/2023

The FCA advice guidance boundary review

The Review aims to ensure that consumers get the help they need

08/24/2023

FSCS declares Dundee-based wealth manager in default

Chryson Wealth Management officially failed on 23 August

08/24/2023

The EBA updates data used for the identification of global systemically important institutions (G-SIIs)

This disclosure includes updated data items specific to the recognition of the Banking Union and of institutions that are part of the Single Resolution Mechanism.

08/23/2023

Bank of England warns higher rates could lead to corporate defaults

Added pressure to repay debts

08/23/2023

Simon Collins: FCA has something to prove with Consumer Duty

It has not gone unnoticed that the supervisory interventions by the FCA across all sectors over the last 12 months have referenced its expectations on firms’ future proofing their operations to be Consumer Duty ready.

08/23/2023

Ex-NatWest boss Alison Rose set for £2.4m payout after resigning over Farage row

Ms Rose is currently seeing out her 12-month notice period with the banking group.

08/23/2023

Big tech to face full force of new EU law

The landmark law is part of the EU's legal arsenal deployed to bring tech companies to heel

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