• Wealth and Asset Management
  • Executive Moves
  • Legal, Regulation & Compliance
  • more...
    • FinTech

      Alternative Investments

      Investment Banking

      Comment, Analysis & Research

      Tax

      Retail Banking

      Pensions

      Planet SOS


Legal, Regulation & Compliance

03/18/2024

Convicted money launderer meets confiscation order after imprisonment for failure to pay

This scheme ultimately defrauded consumers of over £4.25 million; on occasions Mr Walker even received monies from investors into his solicitor’s client account.

03/18/2024

CS Shareholder Lawsuits: Liechtenstein Law Firm has Surprising Argument

The major bank refutes the lawsuit.

03/18/2024

FCA joins other regulators to warn firms on debt collection

This is especially important as many consumers continue to feel the strain from cost of living pressures and risk falling into arrears.

03/18/2024

FCA decides on £5.95m fine and industry ban for Nailesh Teraiya in latest cum-ex case

In reality, this was not a repayment of tax as the claim related to shares that did not exist, no dividends had been paid and no tax had been deducted.

03/15/2024

Morgan Stanley Wins €1.4 Million French Bonus Spat With Banker Who Quit

The Paris court of appeals ruled against Bernard Mourad, saying the bank’s cash and shares incentive programs “sought to ensure his loyalty in the long term.”

03/14/2024

Financial Promotion: U-turn on UK high net worth individual and sophisticated investor exemptions

The changes in the 2024 Order reverse certain amendments made by recent regulations

03/14/2024

British government extends deadline for banks to combat rising fraud

By affording banks additional leeway to contact victims and law enforcement, the Government aims to disrupt the complex webs of deception by fraudsters.

03/14/2024

Investing in outcomes: a regulatory approach to deliver for consumers, markets and competitiveness

Speech by Nikhil Rathi, FCA Chief Executive delivered at the Morgan Stanley European Financials Conference.

03/13/2024

Market resilience, non-bank financial institutions and the central bank toolkit – practical next steps− speech by Nick Butt

Given at ISDA virtual conference on Procyclicality and Margin Practices

03/13/2024

Beyond banks: four ways regulators are tackling perceived NBFI risks

The approaches are complementary and mutually reinforcing – as far as many policymakers are concerned, progress is needed on all four to deal comprehensively with NBFI risks.

03/13/2024

DWP's frozen state pension policy called into question

There are currently more than 450,000 British pensioners living outside of the UK who do not receive annual upratings because of the frozen pensions policy.

03/13/2024

Walkers advises Ares on $3.3 billion private credit loan to Ardonagh Group

Ares is a leading global alternative investment manager offering clients complementary primary and secondary investment solutions across the credit, private equity, real estate and infrastructure asset classes.

03/12/2024

FCA updates position on cryptoasset Exchange Traded Notes for professional investors

Exchanges will need to continue to make sure sufficient controls are in place, so trading is orderly and proper protection is afforded to professional investors.

03/12/2024

Addleshaw Goddard: Financial Services & Banking News

The consultation forms part of HM Treasury's wider work aimed at reducing money laundering, which was set out in the Economic Crime Plan 2023-26.

03/12/2024

New labour data provides BoE with evidence that higher rates are having desired impact

The fear has been that without the better data at hand the Bank might end up in a situation of accidental over-tightening of monetary policy, after inflicting more pain than necessary on the jobs market.

03/12/2024

Solvent exit planning for non-systemic banks and building societies

The PRA considers that the changes to the draft SS are not significant and will not materially alter the cost benefit analysis presented in CP10/23.

03/11/2024

Addleshaw Goddard: Financial Services & Banking News

The report explores how synthetic data can be used to overcome data challenges and sheds light on practical applications in financial services.

03/11/2024

Concerns British Isa would not fit with consumer duty

The consumer duty requires advisers to avoid causing foreseeable harm which will prompt consideration of past and anticipated future relative performance.

03/11/2024

FCA fines financial advice firm and bans Arthur Cobill and William Hofstetter for British Steel Pension Scheme advice and oversight failings

IFM poorly advised people to transfer out of defined benefit pension schemes, including the British Steel Pension Scheme.

03/08/2024

London team advises Qatalyst Partners and Wells Fargo on Viavi’s £1bn offer for Spirent

The Spirent Group is a leading global provider of automated test and assurance solutions for networks, cybersecurity, and positioning.

  • 1
  • 2
  • 3
  • …
  • 98
  • 99
  • 100
  • 101
  • 102
  • 103
  • 104
  • 105
  • 106
  • 107
  • 108
  • …
  • 1076
  • 1077
  • 1078

Translate

Member Area

Forgot password?
New User?   Register Now!
  • Popular
  • Recent

Quilter appoints Tim Freeman as technology adoption director

11-06-2026

Faulty Post Finance records made company payments appear personal

11-09-2026

Former SJP adviser among five AR firms joining Quilter

11-10-2026

Intesa Sanpaolo strengthens support for Italian SME exports with €30 billion

11-06-2026

Reporting requirement changes to lead timing of UK AIFM reforms

11-10-2026

Suntera strengthens UK fund services proposition with acquisition of Thornbridge Investment Management LLP

11-10-2026

Bank of Cyprus introduces Cyprus’ first AI banking assistant.

11-10-2026

BPER Banca improves nine-month figures, wealth management performs well

11-06-2026

Cinven considers sale of wealth manager True Potential – report

11-13-2026

McHardy Private Wealth close to sealing acquisitions

11-13-2026

Rutland wealth management firm acquires Stamford office

11-13-2026

More billions for renewable energy, but the electricity grid remains a constraint

11-13-2026

UK’s wealthy donate £12.4 billion to good causes as philanthropy continues to grow

11-13-2026

AI investing and where to find the next generation of winners

11-13-2026

TLT advises on creation of practice funding powerhouse

11-13-2026

FNZ’s transformation to simplify operations, enhance client delivery and improve financial performance

11-13-2026

The Wealth Mosaic

Quick Links

  • Industry Events
  • Free White Papers
  • Featured Multimedia
  • RSS Feeds

© 2006 - 2026 Managers of Wealth Network. [Latest wealth management news, research and opinion from around the World] | Privacy Statement | Terms and Conditions

Network of websites
Managers of Wealth | Europe | Offshore | Asia | Americas | Middle East | Africa | FinTech | Funds | Legal

  • Wealth and Asset Management
  • Executive Moves
  • Legal, Regulation & Compliance
  • FinTech
  • Alternative Investments
  • Investment Banking
  • Comment, Analysis & Research
  • Tax
  • Retail Banking
  • Pensions
  • Planet SOS