• Wealth and Asset Management
  • Executive Moves
  • Legal, Regulation & Compliance
  • more...
    • FinTech

      Alternative Investments

      Investment Banking

      Comment, Analysis & Research

      Tax

      Retail Banking

      Pensions

      Planet SOS


Legal, Regulation & Compliance

07/31/2023

EBA stress test proves Commerzbank's high resilience

The stress test assumed a static balance sheet based on the 2022 financial year and therefore did not take account of any current or future business strategies and management initiatives.

07/31/2023

FCA sets out 14-point action plan on cash savings

There has also been significant variance between firms, with smaller firms offering higher interest rates on average than their larger competitors.

07/31/2023

Addleshaw Goddard: Financial Services & Banking News

The next FCA board meeting is scheduled for 28 September 2023.

07/31/2023

The end of the road for retained EU law

The law will nevertheless make significant changes to the relationship between UK law and retained EU law

07/31/2023

A shake-up for alternative dispute resolution in employment tribunals

This appointment would be held on a confidential, without prejudice basis and the judge conducting it would have no further involvement in the case if it did not settle after the appointment.

07/28/2023

Regulators finalise clearer, more transparent Complaints Scheme

The regulators carefully considered the responses received to their consultation.

07/28/2023

Regulators ditch £10k compensation cap for any failures

Complaints made prior to this date will be considered under the existing scheme.

07/28/2023

Addleshaw Goddard: Financial Services & Banking News

The FCA states it intends to make changes to other application forms once the work on Form A is complete

07/28/2023

Home REIT proposes investment policy overhaul as rent collection falls to 7%

General meeting set for 21 August 2023

07/28/2023

FCA gives update on BSPS redress scheme

When it is complete, the adviser will write to the individual if the advice was suitable or not.

07/28/2023

UK and Singapore Enhance Cooperation in Sustainable Finance and FinTech

HM Treasury and Monetary Authority of Singapore joint statement on the eighth meeting of the UK-Singapore Financial Dialogue.

07/27/2023

Financial Lives survey highlights importance of the FCA’s Consumer Duty

The regulator’s findings come only days away from the introduction of the Consumer Duty.

07/27/2023

Italian Supreme Court Extends the Participation Exemption Regime to Non-resident Parent Companies

In such a case, the capital gain would be subject to a 1.2% effective tax (resulting from the application of the 24% CIT ordinary rate on a taxable income equal to 5% of the capital gain).

07/27/2023

UK government faces £150bn bill to cover Bank of England’s QE losses

Estimated cost to taxpayers has increased sharply as interest rates have risen

07/27/2023

BNP Paribas faces US fine over messaging violations

Earnings at eurozone’s biggest bank beat forecasts but hit by litigation and restructuring costs

07/26/2023

Archegos: FINMA concludes proceedings against Credit Suisse

In addition, FINMA has opened enforcement proceedings against a former Credit Suisse manager.

07/26/2023

UBS Not Out of the Woods in Forex Case

While the case was closed years ago at the regulatory level, the civil law resolution drags on.

07/26/2023

UK advertisers told to ensure green claims are ‘balanced’

The Advertising Standards Authority (ASA) is one of the regulators showing their willingness to take a firm approach to tackling misleading green claims.

07/26/2023

Existing data transfer mechanisms remain useful and can benefit from EU-US adequacy decision

TIAs will not need to be carried out by businesses that self-certify against the DPF’s privacy principles.

07/26/2023

European Commission adopts the Final Draft Regulatory Technical Standards relating to Risk Retention

This differs from the 2022 Draft RTS which required these conditions to be “taken into account”.

  • 1
  • 2
  • 3
  • …
  • 93
  • 94
  • 95
  • 96
  • 97
  • 98
  • 99
  • 100
  • 101
  • 102
  • 103
  • …
  • 1043
  • 1044
  • 1045

Translate

Member Area

Forgot password?
New User?   Register Now!
  • Popular
  • Recent

Farrer & Co sponsors the Tech Innovator Award at the Tide everywoman Entrepreneur Awards 2025

12-10-2025

UBS and a Turning Point for Swiss Banking Regulation

12-08-2025

Murex powers Aldermore Bank’s move to cloud treasury platform

12-09-2025

Hedwig Ulmer Busenhart joins FINMA's management team

12-10-2025

Empire Global Finance appoints new head of private clients

12-10-2025

UK Autumn Budget 2025: our wealth planning experts share their insights

12-08-2025

EFG – Why 2026 Could Reshape Global Investment Priorities

12-10-2025

Half of wealthy individuals don’t keep written record of financial gifts

12-10-2025

Modern classics, supercars, and Ferraris: why the classic car market is booming (and shows no sign of stopping)

12-12-2025

ABN AMRO announces significant risk transfer transaction with Blackstone

12-12-2025

Investec named South Africa’s Bank of the Year 2025 by The Banker

12-12-2025

Standard Chartered deepens digital wealth push across EMEA

12-12-2025

FE fundinfo appoints Raza as CFO and COO

12-12-2025

Generali and France's BPCE scrap plans to merge asset management units

12-12-2025

StreamBank unveils simplified bridging product range

12-12-2025

Old Mill proud to be part of Kinbrook Group’s national ranking

12-12-2025

The Wealth Mosaic

Quick Links

  • Industry Events
  • Free White Papers
  • Featured Multimedia
  • RSS Feeds

© 2006 - 2025 Managers of Wealth Network. [Latest wealth management news, research and opinion from around the World] | Privacy Statement | Terms and Conditions

Network of websites
Managers of Wealth | Europe | Offshore | Asia | Americas | Middle East | Africa | FinTech | Funds | Legal

  • Wealth and Asset Management
  • Executive Moves
  • Legal, Regulation & Compliance
  • FinTech
  • Alternative Investments
  • Investment Banking
  • Comment, Analysis & Research
  • Tax
  • Retail Banking
  • Pensions
  • Planet SOS