06/06/2022
FCA struggles to lure diverse candidates for chair role
Figures disclosed to FN raise further concerns about the diversity of the talent pool for key public sector jobs
06/06/2022
Figures disclosed to FN raise further concerns about the diversity of the talent pool for key public sector jobs
06/06/2022
The duties which apply to an Irish director were codified in the Companies Act and were the subject of a lot of market commentary at the time.
06/06/2022
Stakeholders have until 2 August 2022 to respond.
06/02/2022
The Committee's agreement will not affect the classification of any banks as G-SIBs or the scores or bucket allocations of banks outside of the EBU.
06/02/2022
These individuals do not currently fall within the definition of professional investor.
06/02/2022
Given at Federal Reserve Bank of New York and Columbia SIPA Workshop on ‘Monetary Policy Implementation and Digital Innovation’, New York
06/02/2022
This letter outlines the FCA's view of the key risks of harm in the DRSP portfolio
06/02/2022
One private equity firm will sell to another who is happy to pay a high price as they have attracted a lot of investors.
06/01/2022
The documents, which were actually intended for the supervisory investigation, could now also be used in a criminal investigation
06/01/2022
The use of innovative technology and non-traditional methods of identity verification (such as passport photo images and video selfies) have enabled customers to be onboarded quickly.
06/01/2022
They took £37m from around 2,000 victims
06/01/2022
By design and by necessity, CMU is a project that is continually evolving.
06/01/2022
Administrative penalty imposed on the credit institution Natixis Wealth Management Luxembourg
06/01/2022
That’s why, in this blog, we break down the key factors that underpin effective CASS governance.
06/01/2022
The CII’s financial statements show a 2021 reported surplus after tax and before comprehensive items of £2.249m.
06/01/2022
One adviser argued that the FCA has “zero accountability”, questioning how the FCA can act as the “investigator, judge, jury and executioner”.
06/01/2022
The FTSE 100 advice business announced a change to the investment objective and policy of its Emerging Market Equity fund earlier this month by moving from a single manager to a multi-manager strategy.
05/31/2022
As well as making these specific changes, the FCA initiated, as part of its July 2021 Primary Markets Effectiveness Review
05/31/2022
The importance and the benefits of carrying out regular independent AML Audits.
05/31/2022
The bank took note of the sanction and specified that “as part of its medium-term plan 2021-2024, Natixis Wealth Management has decided to end this non-strategic depository activity, managed in run-off since September 2021”.