12/22/2021
The government said these changes included the development of the online retail investment market, price inflation, and pensions freedoms, which have eroded the value of the HNWI exemption thresholds.
12/22/2021
The rules, published in PS21/5 and updated in PS21/11, aim to improve the way insurance markets function.
12/22/2021
The PRA has imposed a financial penalty on Metro Bank plc of £5,376,000 for failing to act with due skill, care and diligence in relation to the regulatory reporting of its capital position and for failings in its regulatory reporting governance, co
12/22/2021
The legislative package is aligned with the overall CMU strategy to continue building an internal market for financial services and making financing more accessible to European companies, while strengthening investors' protection.
12/21/2021
The Economic Secretary to the Treasury, John Glen MP, gave a speech on 23 November 2021, which supported the continued use of our supervisory approach on the position limits regime.
12/21/2021
The FCA does, however, clarify that it expects these challenges to be transitional and considers that such gaps and challenges are only likely to arise in relation to certain asset classes such as asset-backed securities and currencies, and are likely to
12/21/2021
The average one-off cost per firm will range from £3,200 for the smallest firms, with fewer than 50 employees, to £3.3m for the largest firms, with more than 10,000 employees.