06/24/2021
Pimfa supports call for culture change at FCA
It said the FCA board should set itself an end date for the transformation programme and create milestones at which changes in culture can be reviewed.
06/24/2021
The following month, LCF entered administration. Following a request from the previous Treasury Committee, HM Treasury agreed to a request from the FCA for an independent investigation into the collapse of LCF.
06/24/2021
The new regime will have a significant impact on the prudential requirements that apply to many investment firms, including collective portfolio management investment firms, and will particularly impact firms that are part of a UK company group structure.
06/24/2021
Private markets have long been considered one of the most complex regulatory areas in financial services, preventing many wealth managers from entering this market altogether.
06/24/2021
Pieroth Japan was established in 1969 and it was the first foreign wine import company in Japan.
06/24/2021
For the 3 Japanese yen LIBOR settings, based on information currently available to us, we intend to compel their publication for 1 year only until end-2022, after which they will cease.
06/23/2021
ESMA also recommends a number of changes to streamline the fee collection process and to align ESMA’s approach across its supervisory mandates.
06/23/2021
Eight businesses that borrowed from firm under taxpayer-backed programme revealed
06/23/2021
The Recommendation is uncompromising and intended to ensure the EU’s protective framework
06/23/2021
Accompanying guidance (‘Guidance’) published in June by the Department for Work and Pensions (‘DWP’), sets out how and when trustees must implement climate change governance measures
06/23/2021
The Company is focussed on the production of the rare earth elements
06/23/2021
And with such rapidly accelerating demand from clients looking to access private markets, this is now an essential topic for relationship managers and advisers to tackle.
06/23/2021
Prosecutor says £850,000 was allowed to be ‘defrauded from 60 individuals to be dispersed across the world’
06/22/2021
A new dawn for payments - speech by Victoria Cleland
The determination of those involved in its creation, was to build something not only for their immediate needs but for many generations to come.
06/22/2021
The challenges posed with implementing the Recommendations may ultimately lead to organisations deciding to instead locate more European personal data in the European Economic Area (the "EEA") or a jurisdiction which is recognised as offering an
06/22/2021
Basel Committee Seeks Public Comments on Prudential Framework for Cryptoassets
To date, the absence of clear bank regulatory standards for cryptoasset-related activities—as well as public skepticism of the legitimacy and future of cryptoassets by some prudential regulators—has slowed the development and offering of crypt
06/22/2021
Banque de France successfully used Central Bank Digital Currency in a test environment
06/22/2021
Tick Tock! Reminder to British Citizens Living in Luxembourg: Less than 10 days remaining to request a new residency permit before 30 June 2021
06/22/2021
The legislation allows financial investigators to discharge powers which are normally granted to law enforcement officials such as police officers, Pinsent Masons said in a briefing note on 18 June.
06/22/2021
The defendant chartered a ship from the claimant on a standard form.