07/21/2021
Remuneration: Correction to the definition of ‘higher paid material risk taker’
This PS is relevant to PRA-authorised banks, building societies, and PRA-designated investment firms.
07/21/2021
The Isle of Man has increasing success in this area
07/21/2021
Global law firm Ashurst has announced its results for the financial year ended 30 April 2021.
07/21/2021
Our BCRI team review developments in the regulatory investigations space and consider the impact of #MeToo on current and future employment law and practice
07/21/2021
As we improve our technology and capabilities, we will be able to identify and make better, faster judgements about harm.
07/21/2021
The work programme includes a data review and analysis which will take place over July to October
07/21/2021
This is to facilitate a further shift in market liquidity toward RFRs, bringing benefits for a wide range of users as they move away from LIBOR.
07/21/2021
This data includes statistics about how we review and act on certain non-compliant financial promotions.
07/20/2021
Its findings will be helpful to firms challenging themselves to assess where regulatory systemic problems may exist within their operations.
07/20/2021
Debt packager firms advise consumers on how to deal with their debts, often referring them to an Insolvency Practitioner or debt management firm, for which they receive referral fees.
07/20/2021
Vatican criminal trial to shed light on failed Carige bank takeover
Vatican prosecutors allege that Mincione bought a stake in Carige with embezzled money including funds raised from faithful Catholics and intended for the needy.
07/20/2021
ESMA Finds NCAs Imposed Sanctions of €8.4 Million for MiFID II breaches in 2020
Some differences persist in the way sanctions and measures are distinguished and identified for the purpose of reporting to ESMA.
07/20/2021
Danish pension firms censured for failure to ID money-laundering risks
The watchdog said that although the sector was generally considered at a low risk of being used for money laundering, not all pension products carried the same attached risks.
07/20/2021
UK 'batman' investor faces extradition to Germany in €125m tax fraud battle
German prosecutors last year reissued an arrest warrant for Virdee after he was apprehended in 2017 at Heathrow Airport and later released.
07/20/2021
FCA secures conditional resolution of proceedings against Park First and its senior management
The FCA brought proceedings against chief executive, Toby Scott Whittaker, director John Slater and a number of companies involved or connected to the Park First Scheme.
07/20/2021
Ireland Update – Central Bank of Ireland updates AML/CFT Guidelines for Financial Sector
The Updated Guidelines list a number of steps that the Board should take in order to meet the necessary standard of governance and oversight.
07/20/2021
The FCA may consult on proposals later this year to address the significant potential for harm through poor advice that the debt packager business model poses.
07/20/2021
This has led HM Treasury to confirm that the UK will diverge from EU PRIIPs regulation to better protect its consumers.
07/20/2021
Business Insider highlights their extensive experience advising wealthy families and business owners.
07/19/2021
Monitor Deloitte's UK leader lays down law on staffing
The diversity of work and steep learning curve of strategy and management consulting mean that it remains one of the most popular careers among graduates.