05/07/2021
FCA delays decision on property fund reforms
The FCA is now consulting separately on the LTAF and says it will not confirm specific property fund rules until that consultation has been completed.
05/07/2021
The FCA is now consulting separately on the LTAF and says it will not confirm specific property fund rules until that consultation has been completed.
05/07/2021
The FCA is keen to hear views from stakeholders on its proposals and the consultation is open for feedback until 25 June 2021.
05/07/2021
In August 2020 the FCA consulted on proposals to reduce the potential for harm to investors from the liquidity mismatch in open-ended property funds.
05/07/2021
The FCA said Sapien did not have 'adequate systems and controls'
05/06/2021
Some 3,900 firms are listed as being based at number 207 Regent Street
05/06/2021
DNB acknowledged that there were shortcomings relating to customer due diligence in the Samherji case but said it has done a great deal of work on reviewing the customer portfolio since then.
05/06/2021
What should investors consider when making Hedge Fund investments?
05/06/2021
The Chair of the FCA and PSR, Charles Randell, has delivered a speech to the Building Societies Association on outcomes-focussed regulation.
05/05/2021
The rules in MAR on insider lists are also being amended from 29 June 2021
05/05/2021
The Clifford Chance Corporate team was led by senior partner Christian Kremer
05/05/2021
The fact that the limitation period on the underlying matter of complaint has expired is a material, and often a very material, factor.
05/05/2021
In each case Somal said the FCA should issue an apology “at the highest level” for the inadequacies identified in the FSA’s supervision of Keydata.
05/05/2021
The firm is ranked as Highly Regarded for Corporate/M&A by Chambers USA
05/05/2021
Other jurisdictions, notably the US, have recently seen evolution and significant growth in this sector, with larger-scale SPACs
05/05/2021
The annual awards, now in their 13th year, highlight Europe‘s best commercial and investment banks, brokers and asset managers, as well as their advisors.
05/05/2021
The PRA has published a speech on mutual interests, delivered by its CEO, Sam Woods
05/04/2021
Agreement completed just months before the UK supply-chain finance group collapsed
05/04/2021
The acquisition of Keebles strengthens Knights’ presence in Yorkshire, in line with the Group's strategy to accelerate its organic growth through carefully targeted acquisitions which are a strong cultural fit.
05/04/2021
DNB said it acknowledged that there were shortcomings related to customer due diligence in the Samherji case, but said it has done a great deal of work on reviewing the customer portfolio since the case.
05/04/2021
Riad Salameh has been accused of fraudulently amassing a large fortune in Europe