08/10/2021
The amendments also require investment firms manufacturing and distributing financial instruments to specify to which group of clients with sustainability related objectives the financial instrument is supposed to be distributed.
08/10/2021
It is asking UK-based investors who put money into Woodhouse’s schemes to complete a questionnaire by 30 September.
08/10/2021
The primary purpose of the consultation was to consult on a change to the Listing Rules
08/09/2021
From 10 August 2021 the UKLA amendments to the Listing Rules, which are specifically designed to improve LSE's SPAC offering, will come into effect.
08/09/2021
In July this year, police received a report of an alleged multimillion-dollar fraud against a financial organisation.
08/09/2021
The FCA has also decided to ban Mr Armin from advising consumers on pension transfers and pension opt outs.
08/09/2021
Mr Maricar has failed to make any payment in relation to the High Court’s restitution order.
08/09/2021
TransferGo is a UK company which carries out payment transfers.
08/09/2021
Given the considerable legal uncertainty surrounding digital assets, the FMLC welcomes the Law Commission’s Digital Assets Project and the prospect of law reform.
08/08/2021
It represents a major change for investment firms. It is critical that firms adequately prepare for the regime.
08/08/2021
Customers can find more information about how they may be affected via NPI’s website.
08/08/2021
Five Russian associates who said they were innocent also received suspended sentences of between three-and-a-half years and five years.
08/08/2021
Feedback is requested by 17 September 2021.
08/06/2021
Ingenious therefore created film finance partnership schemes – which funded some of the world’s most successful films
08/06/2021
New EU Rules in Force: Pre-Marketing and De-Registration on UCITS and AIFS
Under the CBFD Directive, only certain third parties may engage in pre-marketing on behalf of an authorised EU AIFM
08/06/2021
The Macfarlanes team consisted of investment management partner Alex Amos, private equity real estate senior counsel Andrew Hughes and senior solicitor Nicole Mitchell.
08/06/2021
The AMF's enforcement committee estimated that two former employees' irregular transactions in 2014 and 2015 resulted in a €48.1m loss.
08/05/2021
The Court of Appeal has upheld previous findings that the activities of unregulated introducers Avacade Limited and Alexandra Associates, and their directors, were unlawful as they had advised on investments, made unapproved financial promotions and made
08/05/2021
Simmons & Simmons has advised on the creation of Nomo, the world’s first international Islamic digital bank.
08/05/2021
The ADR Report also made it clear that mandatory ADR may not be suitable for every case.