10/28/2020
FCA, TPR and MaPS joint statement on Rolls-Royce defined-benefit pensions scheme
The FCA has issued a data request to a number of advisers who have advised on transfers from the Rolls-Royce defined benefit (DB) pension scheme.
10/28/2020
The FCA has issued a data request to a number of advisers who have advised on transfers from the Rolls-Royce defined benefit (DB) pension scheme.
10/27/2020
A consultation on the rules is expected next year.
10/27/2020
A call for evidence will be published in early November and a report will be available in early 2021.
10/27/2020
Although it is not clear whether the UK will adopt the proposals being published by the EC post-Brexit
10/27/2020
In this case, the Commissioner issued a €35.3 million fine against an international retailer due to its failures in monitoring and processing personal data of several hundred employees at one of its sites in Nuremberg.
10/27/2020
Dual-regulated firms must submit their Directory Person data via 'Connect' by no later than 13 November 2020. The FCA will begin to publish this data on the FS Register from 23 November 2020.
10/26/2020
Most recently, on September 18, 2020, the German federal parliament, or Bundestag, extended KapMuG for another three years.
10/26/2020
Aviva made the Announcement when it had, in fact, formed no intention to cancel the preference shares in question.
10/26/2020
By making the approval of financial promotions a regulated activity, the Government would be empowering the Regulator and enabling it to take enforcement action on firms that approved unsuitable investments without the necessary expertise or due diligence
10/26/2020
At the same time, retaining talent with the promise of large bonuses is getting harder as the Covid-19 pandemic puts a spotlight again on banks’ variable compensation.
10/26/2020
This represents a further positive development for deVere, which continually seeks to grow and adapt in order to meet evolving market conditions.
10/26/2020
It comes as ministers are drawing up plans to overhaul quarantine rules over fears the current guidelines are not being followed.
10/25/2020
The Consultation marks the Commission’s first deep engagement with the public on the road to what could end up being a significant reform and it brings up again some of the issues that vexed engagement during the introduction of the AIFMD.
10/25/2020
This recognition – thanks largely to the time, effort and energy expended by our clients and contacts in giving their feedback – demonstrates our ability as a firm to guide businesses, high-net-worth individuals and their families and philanth
10/25/2020
Manager Neil Woodford was subsequently sacked by Link, the fund broken up and a majority of the assets disposed of with money being returned to investors.
10/25/2020
The rule on intra-group switching comes into force immediately.
10/23/2020
International banking supervisory community meets virtually
10/23/2020
The 1MDB transactions involved clients and counterparties in jurisdictions with higher financial crime risk.
10/23/2020
Consumers can apply for a payment holiday or partial payment holiday until 31 October 2020.
10/23/2020
The new legal framework would omit some of the conditions required by the 2014 circular