09/03/2020
Through innovation and new technologies, the regulator can help shape and create inclusive institutions, and provide a foundation for firms to provide positive outcomes for consumers and markets in the UK.
09/03/2020
Dentons has also opened offices in the British Virgin Islands and St. Lucia.
09/03/2020
Beyond the immediate task of developing synthetic data assets for the digital sandbox pilot, we hope the event will be a catalyst for collaboration around the development of synthetic data assets in the financial services industry.
09/02/2020
The PRA has published its Regulatory Digest for August 2020.
09/02/2020
The Netherlands is gearing up for its new UBO register in accordance with international AML / CTF best practices and will require certain entities to comply from 27 September 2020.
09/02/2020
Reforms to wholesale markets may attract less political scrutiny, but are more likely to be international in nature.
09/01/2020
Portuguese prosecutors have said the compilation of the Football Leaks data
08/31/2020
There is no suggestion of any wrongdoing on the part of Mr Staley, or that he knew anything about Epstein's criminal activities.
08/31/2020
The FCA had plans to implement data analytics to alleviate the regulatory approach and overcome the issues enterprises face.
08/31/2020
The AMF made the decision due to valuation uncertainties
08/30/2020
Carey Olsen Bermuda partner Keith Robinson is a panellist on the global litigation session on day one of the Transcontinental Trusts International Bermuda Conference.
08/30/2020
Two annexes to the letter contain the detail of the suggestions being put forward by ESMA.
08/28/2020
The newsletter explains that the temporary transition power does not encompass transaction reporting rules under MiFID II.
08/28/2020
It said that prior to the pandemic, overall bank liquidity was ample and this continued to rise given that savings continued to increase during the pandemic.
08/28/2020
The quarterly data cover information required for the analysis of the EU banking sector, comprising a subset of the information that is available in the year-end dataset.
08/28/2020
While strategically based out of the Middle East, the Emirex platform is truly global, offering investors and traders alike an easy avenue to acquire and trade digital commodities – including Bitcoin SV - within a regulatory compliant environment.
08/28/2020
A fixed penalty notice of £400 is the first stage in the enforcement process
08/28/2020
London Capital and Finance went into administration in January 2019, owing a total of £237m to 11,600 investors.
08/28/2020
Embark had also expanded the funds’ platform reach in the past few months — meaning the funds are now available on roughly half of the adviser platforms — and expanded the communication and marketing of the products.
08/28/2020
Babbé Senior Associate Elena Gogh discusses a positive report on anti-money laundering practices in Guernsey by the Guernsey Financial Services Commission.