03/04/2020
HMRC is also investigating issues relating to VAT, agents based offshore if there is a suspicion of malpractice and payments to other parties, including when an agent may not receive or keep the entire fee from a player transfer, and instead a number of a
03/04/2020
An overview of the changes for fund products and expectations on the transition plan for the industry.
03/04/2020
Rodrigues said the “UK government and regulator representatives have constructively engaged with this initiative” and he is hopeful it will progress to the consultation stage.
03/03/2020
Individual firm failures erode trust in all regulated firms and undermine consumer confidence at a time when many consumers need financial advice and investment services.
03/03/2020
The EBA is sharing the conclusions from its assessment of institutions’ Pillar 3 disclosures as another step to foster transparency and market discipline
03/03/2020
This policy comes into effect on publication of this PS.
03/03/2020
Central bank faces new scrutiny over audio feed leaks
03/03/2020
ESMA’s annual transparency calculations are based on the data provided to Financial Instruments Transparency System (FITRS) by trading venues and arranged publication arrangements (APAs) in relation to the calendar year 2019.
03/03/2020
With Cayman Islands on the list we will not invest in the jurisdiction going forward"
03/03/2020
Regulatory, technological evolution, and emphasis on the customer experience represent the fundamental elements at the basis of the development of investment advisory in a constantly changing market.
03/03/2020
"We are monitoring the situation closely across all our functions and ensuring all necessary contingency plans are in place."
03/02/2020
Mastercard and Visa did not respond to a request for comment, while mBank said that it is working on a response to the lawsuit.
03/02/2020
Given at the London School of Economics
03/02/2020
It follows confirmation of over 16 cases of coronavirus in the UK.
03/02/2020
Over the year 73 people were charged with 284 money laundering offences and 28 were convicted, up from 11 in 2017.
03/02/2020
Few of these updates break completely new ground, but there are quite a number of technical tweaks that will require AML and CDD policies and procedures to be reviewed and updated
03/02/2020
The Bank of England's Prudential Regulation Authority (PRA) and FCA have been monitoring Deutsche since 2015, and placed the lender under special supervision a year later.
03/02/2020
These measures aim to ensure that all risk takers are identified.
03/02/2020
A negative ruling for the banks would go against a 2017 verdict by Spain’s Supreme Court
03/01/2020
As many countries, including Ireland, are stepping up preparations in the event that the Coronavirus outbreak continues to unfold, in this update, we look at the preparations that employers in Ireland should be making and answer some of the key questions