03/03/2020
ESMA’s annual transparency calculations are based on the data provided to Financial Instruments Transparency System (FITRS) by trading venues and arranged publication arrangements (APAs) in relation to the calendar year 2019.
03/03/2020
With Cayman Islands on the list we will not invest in the jurisdiction going forward"
03/03/2020
Regulatory, technological evolution, and emphasis on the customer experience represent the fundamental elements at the basis of the development of investment advisory in a constantly changing market.
03/03/2020
"We are monitoring the situation closely across all our functions and ensuring all necessary contingency plans are in place."
03/02/2020
Mastercard and Visa did not respond to a request for comment, while mBank said that it is working on a response to the lawsuit.
03/02/2020
Given at the London School of Economics
03/02/2020
It follows confirmation of over 16 cases of coronavirus in the UK.
03/02/2020
Over the year 73 people were charged with 284 money laundering offences and 28 were convicted, up from 11 in 2017.
03/02/2020
Few of these updates break completely new ground, but there are quite a number of technical tweaks that will require AML and CDD policies and procedures to be reviewed and updated
03/02/2020
The Bank of England's Prudential Regulation Authority (PRA) and FCA have been monitoring Deutsche since 2015, and placed the lender under special supervision a year later.
03/02/2020
These measures aim to ensure that all risk takers are identified.
03/02/2020
A negative ruling for the banks would go against a 2017 verdict by Spain’s Supreme Court
03/01/2020
As many countries, including Ireland, are stepping up preparations in the event that the Coronavirus outbreak continues to unfold, in this update, we look at the preparations that employers in Ireland should be making and answer some of the key questions
02/28/2020
Between 1995 and 2002 Dominic worked for Regent Pacific, from which Fiera Capital was demerged, where he was responsible for 23 Eastern European funds.
02/28/2020
The FCA refers to the targets published by the Bank of England and the Working Group on Sterling Risk-Free Reference Rates and urges firms to adopt them in their LIBOR transition plans.
02/28/2020
The tax probe focuses on a strategy known as Cum-Ex which has implicated dozens of banks and financiers.
02/28/2020
The SEC also noted that under anti-touting provisions of federal securities laws, "any celebrity or other individual who promotes a virtual token or coin that is a security must disclose the nature, scope, and amount of compensation received in excha
02/28/2020
HMRC said it is looking at 200 more people in relation to such offences.
02/28/2020
The proposals in this CP only relate to the 1 percentage point structural increase in the UK CCyB in the standard risk environment CCyB announced by the FPC on Monday 16 December 2019.
02/28/2020
The use of suspensions had therefore raised questions regarding how best to strike a fair balance between the interests of investors wishing to redeem holdings and those wishing to remain invested.