07/19/2023
UK-based adviser loses regulatory permissions
After he failed to file returns to the FCA
07/19/2023
After he failed to file returns to the FCA
07/19/2023
PIMFA looks forward to working with the Government on how best this can be achieved.
07/19/2023
The Group opposes the takeover by Liontrust and wants to effect a turnaround at GAM.
07/19/2023
The decision entered into force on 6 July 2023 and details provisions relating to the data to be reported, the date and frequency of the submission and the format and procedure for the submission.
07/19/2023
The CMA has invited comments on the transaction from any interested party by the deadline August 2, 2023.
07/19/2023
The case was sent to Southwark Crown Court, where the defendant will appear on 15 August 2023 for a plea and trial preparation hearing.
07/18/2023
The proposals for new social media guidance will modernise the information firms should use when promoting financial products or services online.
07/18/2023
This statement highlights the PRA's recent invitation to insurance firms to recalculate the Transitional Measure on Technical Provisions.
07/18/2023
Financial promotions on social media, which seeks to ensure firms understand how the FCA's rules apply and its expectations for financial promotions on social media.
07/17/2023
Before its collapse into administration in February 2018, Collateral offered peer-to-peer style investments on a website fraudulently claiming it was authorised and regulated by the FCA.
07/17/2023
The funding will contribute to the greening of significant sectors of the European economy, in particular those that are difficult to decarbonise.
07/17/2023
This crackdown is particularly needed during the cost-of-living crisis as people are more likely to turn to alternative sources with the promise of high returns being tempting for cash-strapped individuals without their eyes open to risks involved.
07/17/2023
Firm sued for £1m
07/17/2023
Eight-week consultation
07/17/2023
The consultation follows the announcement of new advertising rules for crypto firms marketing to UK consumers.
07/17/2023
To inform grading, DC scheme providers will be obliged to obtain, publish, and then assess data concerning investment performance, costs and charges, and quality of services in what will be a major disclosure and compliance exercise.
07/14/2023
It comes as the body prepares to roll out new consumer duty regulations at the end of this month which dictates that firms should put customers’ needs first.
07/14/2023
The Bank of London is a clearing bank, which means it is not a typical bank where you can open a current account.
07/14/2023
They also include emerging risks such as corruption, and the laundering of proceeds from both environmental crime and cybercrime.
07/14/2023
Securitisation regulation expert Katie McCaw of Pinsent Masons described this “long-awaited” development as one of the final pieces of the EU securitisation regulatory “jigsaw”.