10/14/2018
The global algorithmic trading market is expected to grow to US$18.16 billion by 2025 from US$8.79 billion in 2016 – but are the technology, artificial intelligence and electronic trading systems involved regulated strictly enough?
10/12/2018
You want money laundering? You got it.
10/12/2018
The government’s new unexplained wealth orders are a hopelessly weak weapon against money laundering
10/12/2018
Reported items include proposed legislation, rule changes, disciplinary actions, litigation, and other news.
10/12/2018
The Committee asked the three organisations to publish their analyses in good time before Parliament comes to vote on the Brexit deal.
10/12/2018
The findings tie into recent high-profile probes involving countries generally considered low-risk.
10/12/2018
A similar report was first produced by the two organizations in 2015.
10/12/2018
After seven years of investigation and aborted settlement talks, UBS will also answer charges that it illegally solicited clients in France
10/12/2018
To mitigate the most disadvantageous tax consequences resulting from Brexit, the draft law clarifies that Brexit itself will not constitute a “harmful event” for purposes of certain German tax law provisions.
10/12/2018
Lawmakers and campaigners questioned whether countries like Luxembourg, Malta, Ireland or the Netherlands should be considered tax havens due to their tax rules.
10/12/2018
The Solicitors Regulation Authority, the profession’s watchdog, is conducting its own investigation into the incident.
10/11/2018
The fund's strategy will be focussed on targeting UK-headquartered business with an enterprise value of between £75 and £500 million, investing between £40 million and £150 million of equity in each investment
10/11/2018
The directory is being created to address the problem caused by the introduction of the senior managers regime, which was set to mean only senior managers will appear on the FCA's register.
10/11/2018
This publication sets out HMT’s approach to regulations relating to the European Supervisory Authorities and the European Systemic Risk Board following the UK’s withdrawal from the EU.
10/11/2018
UBS seeks possession of Vijay Mallya's property, saying that firm that took out £20.4m mortgage has not repaid it
10/11/2018
“This tool helps companies understand the requirements of the Transparency Register in each EU country so they can take appropriate action.”
10/10/2018
Case is the latest legal battle for Indian tycoon Vijay Mallya
10/10/2018
Under H.I.G.’s ownership, we have successfully partnered to deliver exceptional growth and value creation for our investors, whilst driving down long-term costs for financial institutions and consumers alike.
10/10/2018
HSBC's settlement was announced Tuesday by federal prosecutors in Colorado.
10/10/2018
Mick McAteer believes there is ‘prima facie evidence for harm’ and the regulator was too slow to act